Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

FCA_regulator

FCA warning against unauthorised firms

13/11/2014(0)
  The Financial Conduct Authority (FCA), the British regulator, has issued a warning against: ‘Ignite Boilers Limited’ (Address: 138 Barcombe Road, London  SW2 3BB) ‘Aberdeen Trust’ (www.aberdeentrust.com), ‘Capital Resource Development ... Read More
ASIC logo

AAT Corporation Limited fined for failing to lodge financial reports

13/11/2014(0)
Australian public company, AAT Corporation Limited, has been convicted and fined $27,000 for failing to lodge annual and half-yearly financial reports. AAT Corporation Limited was charged by the Australian ... Read More
swift

SWIFT addresses the Know Your Customer’s customer compliance challenge

12/11/2014(0)
New ‘SWIFT Profile’ is the first in a series of additional value-added Know Your Customer Services linked to the KYC Registry. SWIFT has announced the development of the SWIFT ... Read More
bank-of-england

Report on role of Bank of England officials in relation to conduct issues in the foreign exchange market

12/11/2014(0)
The Oversight Committee has today published an independent report by Lord Grabiner QC. This follows his investigation into whether, between 2005 and 2013, any Bank of England official was ... Read More
FCA_regulator

FCA warning against clone firm

12/11/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Kingsley Asset Management (clone of FCA authorised firm) Address: Hyde House, The Hyde, ... Read More
finma

FINMA sanctions foreign exchange manipulation at UBS

12/11/2014(0)
The Swiss Financial Market Supervisory Authority (FINMA) has concluded enforcement proceedings against UBS AG (UBS) regarding foreign exchange trading conducted in Switzerland. FINMA found that over an extended period ... Read More
FCA_regulator

FCA fines five banks £1.1 billion for FX failings

12/11/2014(0)
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading ... Read More
regulators - currencies

Regulators fine global banks $3.4 billion in forex probe

12/11/2014(0)
Global regulators imposed penalties totaling $3.4 billion on five major banks, including UBS (UBSN.VX), HSBC (HSBA.L) and Citigroup (C.N) on Wednesday for failing to stop their traders from trying to ... Read More
FCA_regulator

FCA confirms price cap rules for payday lenders

11/11/2014(0)
People using payday lenders and other providers of high-cost short-term credit will see the cost of borrowing fall and will never have to pay back more than double what ... Read More
banks

Banks Said Poised to Settle With CFTC in FX-Rigging Cases

11/11/2014(0)
Banks suspected of rigging the $5.3 trillion-a-day currency market are preparing to reach settlements as early as this week with the main U.S. derivatives regulator, according to a person with knowledge ... Read More
Broker Cyprus TopFX