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Regulators

onestopbrokers-Regulators

CySec on ESMA’s regulation

06/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) draws the attention of the supervised entities, the stakeholders and the investing public to the announcement of the European Securities Markets Authority ... Read More
jo-white

High-Speed Trading Rules Coming From SEC

06/06/2014(0)
U.S. Securities and Exchange Commission Chair Mary Jo White unveiled the regulator’s most sweeping plan yet for reining in high-frequency trading and monitoring dark pools and other secretive trading ... Read More
Barclays

Barclays Fine Spurs New U.K. Scrutiny of Derivatives Conflicts

06/06/2014(0)
Britain’s markets regulator plans to scrutinize the conflicts of interest banks face when they use derivatives after fining Barclays Plc (BARC) for manipulating the price of gold to avoid ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: imposition of administrative fines to Cyprus Popular Bank Co Ltd and Bank of Cyprus

06/06/2014(0)
CySec announcement dated 05 June 2014 The Cyprus Securities and Exchange Commission (CySec) informs the investors that, at its meeting held on 28 April 2014 , has completed its ... Read More
osc ontario

OSC warning against unauthorised firm

05/06/2014(0)
The Ontario Securities Commission (OSC) has published a press release informing investors that Ava Trade Limited doing business as www.avatrade.com is not registered to engage in the business of: (i) ... Read More
sra

SRA research looks into legal firms’ training systems

05/06/2014(0)
The Solicitors Regulation Authority’s (SRA) Education and Training Committee will be considering initial headline findings of research commissioned into learning and development approaches used by firms to ensure the ... Read More
FCA_regulator

FCA says logbook lenders must raise standards

05/06/2014(0)
The Financial Conduct Authority (FCA), the British regulatory authority has urged the importance of raising longbook lenders’ standards after finding evidence of poor firm behaviour, including little or no affordability ... Read More
eurozone inflation

ECB announces monetary policy decisions

05/06/2014(0)
The Governing Council of the European Central Bank (ECB), after its monetary policy meeting that took place today, has taken the following decisions: The interest rate on the main refinancing ... Read More
finma

FINMA announces “Accounting – banks” circular

04/06/2014(0)
The Swiss Financial Market Supervisory Authority FINMA has published today the definitive version of the new circular “Accounting – banks”. The new circular is based on the Banking Ordinance ... Read More
Brent Crude Oil

SEC Charges Bitcoin Entrepreneur With Offering Unregistered Securities

04/06/2014(0)
The U.S. Securities and Exchange Commission has charged the co-owner of two Bitcoin-related websites for publicly offering shares in the two ventures without registering them. An SEC investigation found ... Read More
Broker Cyprus TopFX