Regulatory Sanctions

CySec imposed Administrative Fine on BDSwiss Holding Ltd

16/03/2016(0)

Further to the announcement issued today regarding the imposition of Administrative Fine on CIF SpotOption Exchange Ltd, the Cyprus Securities and Exchange Commission (CySec) has today issued a second announcement ... Read More

CySec fines SpotOption Exchange Ltd

16/03/2016(0)

The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission has imposed an administrative fine of €10.000 on the Cypriot Investment Firm ... Read More

CySec fines CommexFX Ltd

11/03/2016(0)

The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €50.000 on the Cypriot Investment Firm (CIF) CommexFX Ltd for violation of the section 139(2) of the ... Read More

CFTC: Banc de Binary Ltd and ET Binary Options Ltd are among Binary Options Firms ordered to pay $9 Million penalty

10/03/2016(0)

Federal Court Orders Banc de Binary Ltd., ET Binary Options Ltd., BO Systems Ltd., BDB Services Ltd., and Oren Shabat Laurent to Pay More than $9 Million in Restitution ... Read More

CySec informs that the CIF license of a Cyprus Investment Firm continuous to be suspended

09/03/2016(1)

The Cyprus Securities and Exchange Commission (CySec) has issued today a press release to inform regarding its decision for the Continuance of Suspension of CIF licence. According to CySec, ... Read More

CySec imposed administrative fine to a Cyprus Investment Firm

08/03/2016(0)

The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that on 21st December 2015, the Commission decided to impose an administrative fine of €5.000 ... Read More

CySec suspended the license of a Cyprus Investment Firm

07/03/2016(0)

The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Pegase Capital Ltd’, number 225/14, is suspended, pursuant to section 26(2) of ... Read More

FCA bans former Deutsche Bank trader

03/03/2016(0)

The Financial Conduct Authority (FCA) has banned Michael Ross Curtler, a former trader at Deutsche Bank AG, from the UK financial services industry for lacking honesty and integrity following ... Read More

CFTC charged Asset Management firm and its owners

24/02/2016(0)

CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions The U.S. Commodity Futures Trading Commission (CFTC) announced ... Read More

FINRA Bars Broker for Market Manipulation

23/02/2016(0)

Supervisor Barred from Supervising, Suspended and Fined; Additional Broker Sanctioned The Financial Industry Regulatory Authority (FINRA) announced that it has barred broker George Johnson from the securities industry for ... Read More

Top benefits of self-paced online learning

In modern training development, self-paced online learning is quickly becoming… more>>
ESMA presents methodology for climate risk stress testing and analysis of the financial impact of greenwashing controversies

The European Securities and Markets Authority (ESMA), the EU’s financial… more>>
Global crypto user base surpassed half a billion in 2023 — Crypto.com report

A research report from Crypto.com estimates the number of worldwide… more>>

Permission is hereby granted for the personal, non-commercial downloading, printing, transmission and temporary storage of any materials on this web site. All other use of the materials, in whole or in part (including without limitation reproduction, permanent storage, re-distribution and incorporation into other materials or web pages) is prohibited without the prior written consent of GP ONESTOPBROKER.

Every item and in general the content of the Website may be amended, completed, deleted or updated at any time without notice at GP ONESTOPBROKER’s absolute discretion. Read More

Risk Warning: Trading financial instrument involves high risks. Before start trading you should be aware of all the risks associated and the possibility of loss of your invested capital. Information contained in this website is not necessarily real-time or accurate. Read More

Legal Disclaimer: onestopbrokers.com is operated by GP ONESTOPBROKER, a registered trade name of GP Global Ltd.

Privacy Policy: Privacy Policy is updated on 24/05/2018 Read More

Cookies Policy: We use cookies to improve your browsing experience on our site, show personalized content and targeted ads, analyze site traffic, and understand where our audience is coming from. By continuing to navigate our website without changing your cookies settings you hereby acknowledge and agree to the use of cookies. Read More

Terms and Conditions | Privacy Policy | Risk Warning

Regulatory Sanctions

CySec imposed Administrative Fine on BDSwiss Holding Ltd

CySec fines SpotOption Exchange Ltd

CySec fines CommexFX Ltd

CFTC: Banc de Binary Ltd and ET Binary Options Ltd are among Binary Options Firms ordered to pay $9 Million penalty

CySec informs that the CIF license of a Cyprus Investment Firm continuous to be suspended

CySec imposed administrative fine to a Cyprus Investment Firm

CySec suspended the license of a Cyprus Investment Firm

FCA bans former Deutsche Bank trader

CFTC charged Asset Management firm and its owners

FINRA Bars Broker for Market Manipulation

OSB – Daily Cheat Sheet

Articles

Find a Job

Share your Opinion – Poll

Interviews

Popular Posts

Latest News

Top benefits of self-paced online learning

ESMA presents methodology for climate risk stress testing and analysis of the financial impact of greenwashing controversies

Global crypto user base surpassed half a billion in 2023 — Crypto.com report

Subscribe