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ASIC

ASIC_regulator

ASIC: Melbourne man pleads guilty to $1 million fraud

27/03/2014(0)
Australian Securities and Investment Commissions has issued the following announcement: Mr Carlo Cini, 56, of Altona North, Melbourne, pleaded guilty today in the Melbourne Magistrates Court to 22 offences ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from Franchelen Pty Ltd

26/03/2014(0)
ASIC has accepted an enforceable undertaking (EU) from Franchelen Pty Ltd (Franchelen), after an investigation found they engaged in unlicensed credit activity. ASIC’s investigation looked at the financing offered ... Read More
ASIC_regulator

ASIC reports on penalties for corporate wrongdoing

20/03/2014(0)
ASIC, the Australian Securities and Investment Commission, has released Report 387 Penalties for corporate wrongdoing (REP 387). REP 387 reviews penalties in Australia for corporate wrongdoing to assess whether ... Read More
onestopbrokers-Regulators

ASIC fined SuperHelp Australia Pty Ltd

18/03/2014(0)
SuperHelp Australia Pty Ltd (SuperHelp) has paid a $10,200 infringement notice penalty after making potentially misleading statements about the cost of setting up a self-managed superannuation fund (SMSF) using ... Read More
ASIC_regulator

ASIC: suspension of licence

18/03/2014(0)
ASIC, the Australian Securities and Investment Commissions, has cancelled the Australian financial services (AFS) licence of AIE Fiduciary Services Pty Ltd (AIE) following an application by AIE. The application ... Read More
ASIC_regulator

ASIC information sheet on audit quality

17/03/2014(0)
ASIC has released information to help directors and audit committees develop robust standards as part of its commitment to improve audit quality. Information Sheet 196 Audit quality: The role ... Read More
ASIC_regulator

ASIC bans former Westpac bank home finance manager in relation to false loan applications

12/03/2014(0)
ASIC, the Australian securities and Investment Commission, has permanently banned Mr David St Pierre, a former Westpac Bank Home Finance Manager from engaging in credit activities and providing financial ... Read More
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