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Financial Markets Authority

robo-advisers

FMA allows personalised robo-advice

18/10/2017(0)
The Financial Markets Authority (FMA), a regulatory authority for financial services in New Zealand, has issued an announcement to inform that has decided to grant an exemption to enable ... Read More
fma

FMA updates Strategic Risk Outlook and sets course for new era in conduct regulation

15/02/2017(0)
Today the Financial Markets Authority published its updated Strategic Risk Outlook (SRO). This is a foundation FMA document and sets out how the regulator identifies and prioritises the key ... Read More
fma

FMA warns against OptionsXO

08/02/2017(0)
The Financial Markets Authority (FMA) of New Zealand has issued a warning to inform investors and public in relation of conducting business with OptionsXO http://www.optionsxo.com/. AS FMA reports, the ... Read More
fma

FMA warns firms under Anti-Money Laundering and Countering Financing of Terrorism Act

08/02/2017(0)
The Financial Markets Authority (FMA) has issued a formal warning to 12 reporting entities under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act (the Act). ... Read More
New Zealand stock exchange

Phase two of financial markets law completes long-term overhaul

28/11/2014(0)
The second phase of New Zealand’s new capital markets and financial services law takes effect from Monday (1 December). Phase two includes licensing provisions that extend to several hundred ... Read More
fma

New Chair of Financial Markets Authority

26/11/2014(0)
Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority (FMA). “I am very pleased that ... Read More
fma

FMA: New regulations approved to deliver a new era in financial markets

05/11/2014(0)
The Financial Markets Authority (FMA) welcomes today’s announcement from Commerce and Consumer Affairs Minister Paul Goldsmith, confirming the approval of the phase two regulations of the Financial Markets Conduct ... Read More
fma

FMA warns consumers about cold-calling investment offers and ‘big win’ scams

23/10/2014(0)
The Financial Markets Authority (FMA) is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms. ... Read More
fma

FMA issues warning about General Equity

30/09/2014(0)
The Financial Markets Authority (FMA) has issued a warning about General Equity (previously named General Equity Building Society), a New Zealand registered building society. The warning recommends that the ... Read More
fma

Directors fined for not filing financial statements

11/09/2014(0)
The Financial Markets Authority (FMA) has fined directors Hayden George Jones and Thomas Alexander George Jones with the amount of $35,000 each for breaches of the Financial Reporting Act ... Read More
Broker Cyprus TopFX