financial services firms

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Individuals fined and banned from performing any role in regulated financial services

07/11/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued a press release to inform that The Upper Tribunal ... Read More
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FCA urges public to report and speak out against fraudulent investment schemes

27/10/2017(0)
The Financial Conduct Authority (FCA), the conduct and prudential regulator for financial services firms and financial markets in the UK, urges the public to get in touch if they ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn for unauthorised financial services entities

18/09/2017(0)
The supervisory authorities of Australia (Australian Securities and Investment Commission- ASIC), United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Belgium (Financial Services ... Read More
onestopbrokers-Regulators

Financial Regulators around the world warn for unauthorized financial services firms

01/08/2017(3)
The supervisory authorities of Austria (Financial Market Authority – FMA), Belgium (Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong (Securities ... Read More
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Spotware Systems announces Stop Limit Order for cTrader

04/07/2017(0)
Spotware Systems announce that they have added a new order type to their cTrader platform. This new order type is a Stop Limit Order, it has been added to ... Read More
FCA_regulator

The conduct regulator of UK warns about Prime FX

28/03/2017(0)
The conduct regulator for financial services firms and financial markets in the UK, the Financial Conduct Authority (FCA), has issued a press release to inform that the below firm ... Read More
financial-services

UK Financial Services Firms pay the highest recorded tax contribution

08/12/2016(0)
Total tax contribution for the sector reached £71.4 billion in the year to 31 March 2016 A 7.4% increase on the previous year’s figures The contribution is 11.5% of ... Read More
Regulation

Regulation – the hidden curse

27/05/2016(0)
Regulations are nearly always introduced with the best intentions. In financial services, they aim to stop unscrupulous brokers and banks from ripping off the public through bad practices. Manufacturers ... Read More
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Financial Services industry losing £165 million in invoice fraud

28/04/2016(0)
Businesses in financial services (FS) are losing more than £165 million in invoice fraud every year. According to the new research published today by Tungsten, this amounts to £1,969 ... Read More
PwC-building

Key findings of CBI/PwC survey of 100 financial services firms

18/01/2016(0)
Profitability remains strong as Financial Services firms focus on costs, says CBI/PwC poll   Overseas level of business below normal, quarterly survey finds Growth in business volumes picked up ... Read More
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