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Hong Kong regulator

SFC-logo-office

QMIS Securities Limited and former responsible officer convicted of giving SFC false or misleading information

03/07/2017(0)
The Eastern Magistrates’ Court has convicted QMIS Securities Limited (QMIS) and its former responsible officer (RO), Mr Huang Kuang Cheng, of making false or misleading representations when submitting licensing ... Read More
SFC-logo-office

SFC added Apuro Forex and Apuro Holdings to its Alert list

07/03/2017(0)
The Securities and Futures Commission (SFC), Hong Kong financial regulator, has updated its “Alert List” adding Apuro Forex and Apuro Holdings Limited. SFC released the below details for the ... Read More
SFC-logo-office

SFC added iCoption on its Alert List

10/01/2017(0)
The Securities and Futures Commission (SFC), Hong Kong financial regulator, has updated its “Alert List” adding iCoption. The Alert List is a list of entities which have come to ... Read More
SFC - Hong Kong

SFC Hong Kong investigates licensed brokerages for inadequate AML internal controls

22/09/2016(0)
The Securities and Future Commission (SFC) of Hong Kong has issued an announcement to inform that its Enforcement Division is investigating a number of cases of SFC licensed brokerages ... Read More
SFC - Hong Kong

SFC reprimands and fines Nomura International (Hong Kong) Limited HK$4.5 million for regulatory breach

30/07/2015(0)
The Securities and Futures Commission (SFC) has reprimanded and fined Nomura International (Hong Kong) Limited (Nomura Hong Kong) HK$4.5 million for failing to report significant misconduct by a former ... Read More
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