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SEC

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SEC charges Ripple and two executives

30/12/2020(0)
The Securities and Exchange Commission announced that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that ... Read More
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Record $114 million whistleblower award

29/10/2020(0)
The U.S. Securities and Exchange Commission (SEC), the regulatory authority in U.S. that monitors the activities of more than 27,000 entities in the securities industry, has issued a press ... Read More
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J.P. Morgan Securities admits to manipulative trading in U.S. Treasuries

30/09/2020(0)
The Securities and Exchange Commission announced charges against J.P. Morgan Securities LLC, a broker-dealer subsidiary of JPMorgan Chase & Co., for fraudulently engaging in manipulative trading of U.S. Treasury ... Read More
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Whistleblower awarded approximately $2 million

09/04/2020(0)
The Securities and Exchange Commission (SEC) announced an award of approximately $2 million to a whistleblower who provided vital information and assistance that substantially contributed to an ongoing investigation. ... Read More
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Company to pay millions in penalty for unregistered initial coin offering

08/10/2019(0)
The Securities and Exchange Commission announced settled charges against blockchain technology company Block.one for conducting an unregistered initial coin offering of digital tokens (ICO) that raised the equivalent of ... Read More
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$125 million offering fraud; ongoing international trading program

20/09/2019(0)
The Securities and Exchange Commission (SEC) announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against three individuals and three entities ... Read More
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The U.S. Securities and Exchange Commission awards more than $1.8 Million to whistleblower

03/09/2019(0)
The Securities and Exchange Commission (SEC) announced an award of more than $1.8 million to a whistleblower whose information and assistance were critically important to the success of an ... Read More
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KPMG to settle charges by paying a $50 million penalty

19/06/2019(0)
The Securities and Exchange Commission (SEC) charged KPMG LLP with altering past audit work after receiving stolen information about inspections of the firm that would be conducted by the ... Read More
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Issuer charged with Conducting $100 Million Unregistered Initial Coin Offering

12/06/2019(0)
The Securities and Exchange Commission (SEC) sued Kik Interactive Inc. for conducting an illegal $100 million securities offering of digital tokens. The SEC charges that Kik sold the tokens to ... Read More
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Beware: Emergency Order against Ponzi scheme targeting hundreds of investors

23/05/2019(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that it has obtained a court order halting an ongoing $30 million Ponzi scheme targeting more than ... Read More
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