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Swiss Financial Market Supervisory Authority

Credit Suisse

FINMA finds deficiencies in anti-money laundering processes at Credit Suisse

19/09/2018(0)
The Swiss Financial Market Supervisory Authority FINMA has concluded two enforcement procedures against Credit Suisse AG. In the first procedure, FINMA identified deficiencies in the bank’s adherence to anti-money ... Read More
onestopbrokers-Regulators

Financial Market Supervisory Authorities Around The World Issued Warnings

27/11/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Holland (Netherlands Authority for the Financial Markets – AFM), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), ... Read More
onestopbrokers-Regulators

Supervisory Authorities Warn: Be Cautious

02/11/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium(Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Jersey (Jersey ... Read More
onestopbrokers-Regulators

Supervisory authorities around the world warn of unauthorised financial services entities

23/10/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Autority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Ireland (Central Bank ... Read More
finma

FINMA recognises SFAMA code of conduct

14/11/2014(0)
The Swiss Financial Market Supervisory Authority FINMA has recognised the SFAMA code of conduct as a minimum standard. The code of conduct, which will come into force on 1 ... Read More
finma

FINMA sanctions foreign exchange manipulation at UBS

12/11/2014(0)
The Swiss Financial Market Supervisory Authority (FINMA) has concluded enforcement proceedings against UBS AG (UBS) regarding foreign exchange trading conducted in Switzerland. FINMA found that over an extended period ... Read More
finma

FINMA initiates bankruptcy proceedings against Espirito Santo

22/09/2014(0)
The Swiss Financial Market Supervisory Authority FINMA initiated bankruptcy proceedings against Banque Privée Espírito Santo SA. FINMA found that the bank, which has been in voluntary liquidation since July ... Read More
finma

FINMA announces “Accounting – banks” circular

04/06/2014(0)
The Swiss Financial Market Supervisory Authority FINMA has published today the definitive version of the new circular “Accounting – banks”. The new circular is based on the Banking Ordinance ... Read More
Broker Cyprus TopFX