Search Results for: ADS Securities
FCA warns for a clone of ADS Securities
April 26th, 2017
The Financial Conduct Authority (FCA) has issued a warning about a clone of ADS Securities and informs investors and public that fraudsters are using the details of firms the FCA authorises to try to convince people that they work ...
ADS Securities expands to full-service brokerage in Hong Kong
June 8th, 2016
ADS Securities, the Abu Dhabi-based international financial services firm, today announced that it had successfully secured its Type 1 and Type 2 regulatory licenses from the Hong Kong Securities and Futures Commission (SFC). With the addition of these licenses ...
BT helps ADS Securities extend institutional trading operations into North America
December 22nd, 2015
BT today announced that it is making it easier for institutions with a presence in North America to access foreign exchange, metals and commodities markets via the OREX trading platform of leading financial services company, ADS Securities. Abu Dhabi-based ...
ADS Securities London cuts FTSE-100 spreads
April 24th, 2015
ADS Securities London Limited, the UK’s new dynamic FX, CFD and spread betting provider, has announced that spreads on its UK100 (FTSE-100) contracts have been cut to just 0.5 pips. James Watson, Managing Director of ADS Securities London, commented: ...
ADS Securities eyes investment banking move
October 10th, 2014
Abu Dhabi’s ADS Securities is expanding into new services including investment banking and asset management following its acquisition of a London brokerage firm, its vice chairman and executive managing director said on Tuesday. Privately owned ADS, which started operations ...
Former R.B.S. Bond Trader Pleads Guilty to Securities Fraud
December 22nd, 2015
A former top trader at the Royal Bank of Scotland pleaded guilty in federal court in Connecticut on Monday to one count of conspiracy to commit securities fraud as part of the government’s investigation into Wall Street bond sales ...
Fondex releases Active Trader Spreads chart
April 14th, 2020
In a continuous effort to be transparent with their clients and stick to one of their key values, Fondex has recently released a new section on their website, showcasing real-time active trader spreads. In a dedicated Execution Transparency page ...
The U.S. Securities and Exchange Commission awards more than $1.8 Million to whistleblower
September 3rd, 2019
The Securities and Exchange Commission (SEC) announced an award of more than $1.8 million to a whistleblower whose information and assistance were critically important to the success of an enforcement action involving misconduct committed overseas. After alerting the agency ...
Former managing director of Deutsche Bank Securities Inc. charged for fraud
November 12th, 2018
The Commodity Futures Trading Commission (CFTC) announced today that it filed and settled charges against Jacob Bourne, a former managing director of Deutsche Bank Securities Inc., for fraudulently mismarking swap valuations to conceal significant trading losses. The CFTC Order ...
Regulator calls on Google to ban ads for binary options, cryptocurrencies
February 6th, 2018
Following Facebook’s announcement last week that it was banning all advertising for binary options, cryptocurrencies and initial coin offerings, a Canadian regulator has called on Google to do the same. Jason Roy, a senior investigator at the Manitoba Securities ...
