Search Results for: ASIC

ASIC further regulates the selling of CFDs to Retail Investors

October 29th, 2020 (0)
The Australian Securities and investment commission has announced the restrictions on selling. They would like to protect investors, as they are saying. New rules will also mandate negative account protection. It will ensure customers do not lose more than ...

iSignthis: ASIC’s win today is a win for the sector and ISX

February 5th, 2020 (0)
iSignthis has issued an announcement and informs that: ISX has made it clear multiple times that we do not offer services to unlicensed binary operators who target Australians. ASIC’s win today is a win for the sector and ISX, ...

Basic Attention Token and Stellar are forming a bullish triangle pattern

July 20th, 2018 (0)
  We noticed that some of cryptocurrencies can be completing a big bullish triangle pattern. In 2017, we have seen sharp and impulsive rise in the whole Crypto market, but later in the beginning of 2018 cryptocurrencies began to ...

ASIC reports on how large financial institutions manage conflicts of interest in financial advice

January 24th, 2018 (0)
An Australian Securities and Investments Commission (ASIC) review of financial advice provided by the five biggest vertically integrated financial institutions has identified areas where improvements are needed to the management of conflicts of interest. The review looked at the ...

ASIC reports on cyber resilience assessments of financial markets firms

November 30th, 2017 (0)
An ASIC report on the cyber resilience of over 100 firms operating across Australia’s financial markets has shown a growing understanding of cyber risks, but there is still some progress to be made. Report 555 Cyber resilience of firms ...

ASIC’s 2017-20 data strategy launched

September 19th, 2017 (0)
The Australian Securities and Investments Commission has today launched its data strategy for 2017-20. The strategy, which outlines how ASIC will capture, share and use data, will transition ASIC into a more data-driven and intelligence-led organisation. ASIC’s data strategy ...

ASIC bans former financial adviser for five years

September 11th, 2017 (0)
ASIC has banned former financial adviser Daniel Gerard Manley from providing financial services for five years. ASIC found that Mr Manley engaged in conduct that was misleading or deceptive, or likely to mislead or deceive, clients and employees of ...

ASIC permanently bans jailed company director from credit and financial services industries

August 22nd, 2017 (0)
The Australian Securities and Investments Commission (ASIC) has issued today a press release to inform that Mr Gavin Keith Hyland has been permanently banned from engaging in credit activities or providing financial services. Mr Hyland was banned following his recent ...

ASIC updates licence conditions on online broker

August 3rd, 2017 (0)
ASIC and OpenMarkets Australia Limited (OpenMarkets) have agreed for an independent expert to monitor, evaluate and report on OpenMarkets’ implementation of recommendations arising from an independent review of its trading and compliance arrangements. The independent expert completed their review ...

ASIC takes action to wind up land banking scheme and its operator

July 17th, 2017 (1)
ASIC has commenced proceedings in the Federal Court of Australia to wind up a land banking scheme known as the VKK Investments Unit Trust (VKK scheme), as well as the trustee and operator of the scheme, Gem Management Group ...
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