Search Results for: Dark pool
FCA publishes thematic review into dark pools
July 22nd, 2016
Firms operating dark pools have made significant progress in addressing the promotion and the management of conflicts of interest according to a new report from the Financial Conduct Authority (FCA) published today. Dark pools are trading venues with no-pre ...
Nasdaq readies ‘Ocean’ dark pool for banks and brokerages
April 4th, 2016
Nasdaq Inc is in negotiations with several brokers to host and run their private stock trading venues, or dark pools, within its data center, two of the exchange operator’s executives said on Thursday. There are nearly 40 of the ...
Institutional investors increase scrutiny of dark pools
February 17th, 2016
Although dark pools’ share of total U.S. equity volume held steady at 14% from 2014 to 2015, the results of the Greenwich Associates 2015 Trade Desk Optimization Study suggest that institutional trading desks are approaching alternative trading systems with ...
Barclays, Credit Suisse Charged With Dark Pool Violations
February 1st, 2016
The latest update regarding the charges is that Barclays and Credit Suisse Agree to Dark Pools Settlements Barclays Plc and Credit Suisse Group AG agreed to settle allegations by New York’s top cop and the U.S. Securities and Exchange ...
Nasdaq’s SMARTS Launches Trade Surveillance Monitoring for Dark Pools
October 9th, 2015
New Capabilities Brings Transparency to Dark Trading Activity Nasdaq (Nasdaq:NDAQ), the world’s leading provider of trade surveillance technology to marketplaces, regulators and market participants, has officially launched new trade surveillance monitoring capabilities for dark trading activity alongside its award-winning SMARTS Trade ...
Credit Suisse Reaches Tentative $85 Million Settlement on ‘Dark Pool’ Probe
September 15th, 2015
Bank to pay $30 million to New York, $55 million to federal authorities Credit Suisse Group AG, one of the biggest operators of a “dark pool,” reached a tentative agreement to pay around $85 million to New York and federal ...
SEC Charges ITG With Operating Secret Trading Desk and Misusing Dark Pool Subscriber Trading Information
August 13th, 2015
The Securities and Exchange Commission today announced that ITG Inc. and its affiliate AlterNet Securities have agreed to pay $20.3 million to settle charges that they operated a secret trading desk and misused the confidential trading information of dark ...
Credit Suisse, Barclays in Talks to Settle ‘Dark Pool’ Allegations
August 12th, 2015
U.S. regulators could levy large fines over alleged wrongdoings Credit Suisse Group AG and Barclays PLC, two of the biggest operators of “dark pools,” have entered settlement negotiations with the New York attorney general and the Securities and Exchange Commission over allegations of ...
Liquidnet to Launch Institutional Dark Pool for Corporate Bonds with Connectivity to Seven Major OMS Providers
June 19th, 2015
Dark pool to centralize critical mass of corporate bond liquidity currently unavailable in the market Liquidnet, the global institutional trading network, today announced that it is integrating with seven Order Management Systems (OMS) to provide direct connectivity into the ...
Interactive Data to Provide Evaluated Pricing Data to Liquidnet’s Fixed Income Dark Pool
June 16th, 2015
Interactive Data has issued a press release to inform that: Will provide Evaluated Pricing Data to Liquidnet’s Fixed Income Dark Pool to Better Support Best Execution Objectives Continuous Fixed Income Evaluated Pricing Will Provide Liquidnet’s Platform Participants with Pre-Trade Transparency and ...