Search Results for: Deutsche Bank AG

Deutsche Bank AG fined $156.6 million

April 21st, 2017 (1)
The Federal Reserve on Thursday announced two enforcement actions against Deutsche Bank AG that will require the bank to pay a combined $156.6 million in civil money penalties. The bank will pay a $136.9 million fine for unsafe and ...

Deutsche Bank Agrees to Pay $7.2 Billion

January 18th, 2017 (0)
Deutsche Bank Agrees to Pay $7.2 Billion for Misleading Investors in its Sale of Residential Mortgage-Backed Securities Deutsche Bank’s Conduct Contributed to the 2008 Financial Crisis The Justice Department, along with federal partners, announced today a $7.2 billion settlement ...

Deutsche Bank AG said it won’t pay the $14 billion sought by the U.S.

September 16th, 2016 (0)
Negotiations are ‘just beginning,’ lender says in statement U.S. shares of biggest German bank tumble in extended trading Deutsche Bank AG said it won’t pay the $14 billion sought by the U.S. Justice Department to settle an investigation into ...

Deutsche Bank AG pays $20,000 infringement notice penalty

April 13th, 2016 (0)
Deutsche Bank Aktiengesellschaft (“Deutsche Bank AG”) has paid a penalty of $20,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The penalty was for Deutsche Bank AG failing to make the necessary enquiry through ...

Deutsche Bank agrees to pay $4 mln for trading violations

March 31st, 2016 (0)
A Deutsche Bank AG unit will pay more than $4 million to settle allegations that it failed to properly report data on millions of options trades, according to a Financial Industry Regulatory Authority (FINRA) document. The alleged conduct between ...

CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty

October 2nd, 2015 (0)
CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty for Swaps Reporting Violations and Related Supervision Failures CFTC Finds that Deutsche Bank Did Not Diligently Address and Correct Errors until after Bank Was Notified of ...

Deutsche Bank agrees to pay fines

April 23rd, 2015 (0)
Deutsche Bank has issued a press release to inform that: Deutsche Bank has reached a joint settlement with US and UK regulators over all of their remaining investigations into past submissions for interbank offered rates (IBOR) benchmarks. Read also: Deutsche Bank ...

DFSA Fines Deutsche Bank AG for Serious Breaches

April 16th, 2015 (0)
The Dubai Financial Services Authority (“DFSA”), announced, that it has fined the DIFC branch of Deutsche Bank AG (“DBDIFC”), USD $8,400,000 (AED 30,849,000) for serious contraventions. Those contraventions include misleading the DFSA, failures in DBDIFC’s internal governance and systems ...

Former managing director of Deutsche Bank Securities Inc. charged for fraud

November 12th, 2018 (0)
The Commodity Futures Trading Commission (CFTC) announced today that it filed and settled charges against Jacob Bourne, a former managing director of Deutsche Bank Securities Inc., for fraudulently mismarking swap valuations to conceal significant trading losses. The CFTC Order ...

Deutsche Bank fined $425 million; the Bank allowed traders to engage in a Money-Laundering scheme

January 31st, 2017 (0)
The New York State Department of Financial Services (DFS) has issued an announcement to inform for a $425 Million fine imposed to Deutsche Bank. The Bank Allowed Traders to Engage in a Money-Laundering Scheme Using “Mirror Trades” That Improperly ...
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