Search Results for: Securities and Exchange Commission
The Cyprus Securities and Exchange Commission warns regarding unregulated entities
December 10th, 2020
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued a warning s to inform investors that the following websites do not belong to an entity which has been granted an authorization for the provision of investment services and/or the ...
The U.S. Securities and Exchange Commission awards more than $1.8 Million to whistleblower
September 3rd, 2019
The Securities and Exchange Commission (SEC) announced an award of more than $1.8 million to a whistleblower whose information and assistance were critically important to the success of an enforcement action involving misconduct committed overseas. After alerting the agency ...
The Cyprus Securities and Exchange Commission withdraw the authorisation of four Funds
August 7th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meeting of 22 July 2019, has decided, pursuant to article 133(1)(f) of the Alternative Investment Funds Law, to withdraw the AIFLNP authorisation of four ...
Cyprus Securities and Exchange Commission: Beware of fraudulent emails
February 1st, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform the public that emails are being sent by unidentified sources, illegally using the logo or the name of CySEC to seek payment of so-called outstanding sums ...
US Securities and Exchange Commission halts trading in two cryptocurrency products
September 10th, 2018
The U.S. Securities and Exchange Commission (SEC) said on Sunday it was immediately suspending trading in two investment products that track cryptocurrencies, citing confusion in the markets over whether the products are exchange-traded funds (ETFs). In accordance the SEC’s ...
The Securities and Exchange Commission charges 13 private fund advisers
June 4th, 2018
The Securities and Exchange Commission today announced settlements with 13 registered investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk. According to the SEC’s orders, the advisers failed to file annual reports ...
The Cyprus Securities and Exchange Commission imposed a €10.000 fine to a natural person
July 27th, 2017
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform public that at its meeting held on 6 February 2017, decided to impose an administrative fine of €10.000 to Mr. Emmanuel Ayoun for non compliance ...
The Cyprus Securities and Exchange Commission fined OptionRally for €138.000
October 3rd, 2016
The Board of the Cyprus Securities and Exchange Commission (CySec) wishes to inform investors that, at its meeting held on 5 September 2016, decided to impose a total administrative fine of €138.000 to the CIF OptionRally Financial Services Ltd (‘the ...
U.S. Securities and Exchange Commission to Host Public Fintech Forum
September 28th, 2016
In an announcement today, the Securities and Exchange Commission said it will host a public forum to discuss Fintech innovation at its Washington D.C. headquarters in November. The Securities and Exchange Commission (SEC), the federal body which serves as ...
Opteck.com is officially authorized and regulated by the Cyprus Securities and Exchange Commission (CySEC)
May 13th, 2015
Opteck.com has announced that: Centralspot Trading (Cyprus) Ltd. Doing business as Opteck.com Is officially authorized and regulated by the Cyprus Securities and Exchange Commission (CySEC). This regulatory body will be in charge of overseeing our entire operations. Source: Opteck ...
