Search Results for: SFC

LMAX Exchange launches in Hong Kong

January 13th, 2015 (0)
LMAX Exchange, the leading FCA regulated MTF for global FX trading and the UK’s fastest growing technology firm, today announced the launch of LMAX Hong Kong Limited, an SFC licensed broker for leveraged foreign exchange trading. As an SFC ...

HKEx celebrates the launch of Shanghai-Hong Kong Stock Connect

November 18th, 2014 (0)
Hong Kong Exchanges and Clearing Limited (HKEx) hosted a ceremony at its Exhibition Hall today to celebrate the successful launch of Shanghai-Hong Kong Stock Connect with about 500 guests and journalists. The Chief Executive of the Hong Kong Special ...

Greg Medcraft of ASIC re-elected IOSCO Board Chair

October 3rd, 2014 (0)
The International Organization of Securities Commissions (IOSCO) today re-elected Mr. Greg Medcraft as Chairman of the IOSCO Board. Mr. Medcraft was re-elected at the inaugural meeting of the newly constituted Board, during the IOSCO Annual Conference in Rio de ...

HK Targets Tax-Friendly Policies For Asset Management

June 16th, 2014 (0)
“As more wealth is generated in Mainland China, … Hong Kong is ideally positioned to facilitate the flow of capital from the Mainland in a controlled manner, acting as the asset management center for outbound capital from the ...

Futures manipulator sentenced to community service

May 14th, 2014 (0)
The Securities and Futures Commission (SFC) has issued a press release informing as follows: The Eastern Magistrates’ Court today sentenced a futures trader, Mr Ernest Fan Kwong Hung, to 200 hours of community service and fined him $59,430 for ...

Futures trader convicted of false trading

April 30th, 2014 (0)
The Hong Kong Securities and Futures Commission (SFC), an independent statutory body set up to regulate the securities and futures markets in Hong Kong, has issued a press release informing that the Eastern Magistrates’ Court convicted a futures trader ...

Market manipulator jailed for false trading

April 30th, 2014 (0)
The Hong Kong Securities and Futures Commission (SFC), an independent statutory body set up to regulate the securities and futures markets in Hong Kong, has issued a press release informing that the Eastern Magistrates’ Court sentenced Mr Chan Wing ...
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