Search Results for: Morgan Stanley
Morgan Stanley: 5 Reasons why Pound Sterling Will Soon Rally against the Euro and Dollar
March 20th, 2017
Pound to Euro exchange rate: 1.1521 Pound to Dollar exchange rate: 1.241 The British Pound remains near multi-year lows against the Dollar, Euro and a host of other major currencies. Indeed, performance charts show that the past year has ...
Morgan Stanley agreed to pay an $8 million penalty and admit wrongdoing
February 15th, 2017
The Securities and Exchange Commission (SEC) announced that Morgan Stanley Smith Barney has agreed to pay an $8 million penalty and admit wrongdoing to settle charges related to single inverse ETF investments it recommended to advisory clients. The SEC’s ...
Morgan Stanley, Citigroup Charged With Misleading Investors About Forex Trading Program
January 25th, 2017
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney and Citigroup Global Markets have agreed to pay more than $2.96 million apiece to settle charges that they made false and misleading statements about a foreign exchange ...
Morgan Stanley reports Fourth Quarter Net Revenues of $9.0 Billion
January 17th, 2017
Morgan Stanley Reports Fourth Quarter and Full Year 2016: Fourth Quarter Net Revenues of $9.0 Billion and Earnings per Diluted Share of $0.81 Fourth Quarter Results Reflect Continued Strength in Sales and Trading and M&A Record Quarterly Wealth Management ...
Morgan Stanley to pay a $13 million penalty
January 16th, 2017
The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney has agreed to pay a $13 million penalty to settle charges that it overbilled investment advisory clients due to coding and other billing system errors. The firm ...
Morgan Stanley reported net revenues of $8.9 billion for the third quarter
October 20th, 2016
Morgan Stanley has issued a press release to inform regarding its Third Quarter 2016 results. Net Revenues of $8.9 Billion and Earnings per Diluted Share of $0.81 Strong Performance across Sales & Trading Investment Banking Ranked #1 in Global ...
Morgan Stanley pays $123,750 in infringement notice penalty
September 7th, 2016
Morgan Stanley Australia Securities Limited (“Morgan Stanley”) has paid a penalty of $123,750 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds to believe that Morgan Stanley contravened subsection 798H(1) ...
Morgan Stanley Warns Currency Traders Worst to Come for Dollar
August 1st, 2016
The dollar is set to fall 5 percent in the next few months, the Federal Reserve isn’t raising interest rates anytime soon and U.S. economic data is only going to get worse. That’s what Morgan Stanley chief global currency ...
Morgan Stanley sold its stake to Plus500 to below 3%
June 6th, 2016
Plus500 Ltd has issued a press release to inform regarding the latest update of Holding in Company. According its press release, the global investment bank Morgan Stanley has sold its stake that is holding in Plus500 Ltd to below 3%. ...
Morgan Stanley Ordered to Pay Over $34 Million to HSN Co-Founder’s Estate
March 22nd, 2016
Ms. Forte had been Mr. Speer’s financial adviser since the late 1990s An arbitration panel ordered Morgan Stanley to pay more than $34 million to the estate of deceased Home Shopping Network co-founder Roy M. Speer and his foundation, ...
