Archives
Formal warning issued by The Reserve Bank of New Zealand to JPMorgan Chase Bank, N.A. New Zealand Branch
March 6th, 2015
The Reserve Bank of New Zealand (RBNZ) has issued a formal warning to JPMNZ under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009. As the supervisor of banks and other reporting entities for compliance ...
SEC Charges Texas-Based Brokerage Firm With Violating Supervisory and Customer Protection Rules
March 5th, 2015
The Securities and Exchange Commission today charged an Irving, Texas-based brokerage firm with violating key customer protection rules after failing to adequately supervise registered representatives who misappropriated customer funds. H.D. Vest Investment Securities agreed to settle the charges by ...
Mario Draghi: Introductory statement to the press conference in Nicosia
March 5th, 2015
Latest Update, March 06, on March 05 release of President of the ECB Introductory statement. The update is regarding Questions and Answers. You can find the Questions and Answers at the end of the following statement. Mario Draghi, President ...
ECB issued a press release regarding interest rates
March 5th, 2015
On a meeting of the Governing Council of the ECB, held in Nicosia, Cyprus, was decided that: The interest rate on the main refinancing operations and the interest rates on the marginal lending facility and the deposit facility will ...
ECB issued a press release regarding interest rates
March 5th, 2015
5 March 2015 – At today’s meeting, which was held in Nicosia, the Governing Council of the ECB decided that the interest rate on the main refinancing operations and the interest rates on the marginal lending facility and the deposit ...
Intercontinental Exchange Reports ICE and NYSE Volume for February 2015; Record Daily Oil Volume, up 59% over Prior February
March 5th, 2015
Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, today reported February exchange traded volume. ICE’s February 2015 futures and options average daily volume (ADV) declined 6% compared to February 2014. Commodity ADV increased 11% ...
Companies Dropping the Ball on Risk, Compliance
March 5th, 2015
Companies are woefully unprepared to deal with the increasingly challenging risk and compliance environment, and the blitz of devastating corporate blunders witnessed in 2014 will recur, and then some, this year, says Forrester Research in a scathing new report. ...
PwC retains FTSE 100 audit lead as KPMG climbs 250 rankings
March 5th, 2015
PWC continues to dominate the FTSE 100 with 40 clients, almost double the number of nearest rival KPMG at 24, although Deloitte added a brace of new clients to its books, according to the latest statistics from Adviser Rankings. Fourth ...
HKBN Raises $750 Million in Hong Kong’s Biggest IPO This Year
March 5th, 2015
Broadband-services provider HKBN Ltd. raised US$750 million after pricing its Hong Kong initial public offering at the top end of the price range, people familiar with the situation said Thursday, making it the second-largest IPO in Asia Pacific this ...
Bank of England maintains Bank Rate at 0.5% and the size of the Asset Purchase Programme at £375 billion
March 5th, 2015
The Bank of England’s Monetary Policy Committee at its meeting today voted to maintain Bank Rate at 0.5%. The Committee also voted to maintain the stock of purchased assets financed by the issuance of central bank reserves at £375 billion. ...
