Regulators

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CySEC imposed 10.000 euro fine to an individual

22/10/2018(0)
The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform the public that, at its meeting held on 3rd September 2018, decided to impose ... Read More
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Alert: Beware of unauthorised companies providing investment services

18/10/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Authority – FMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Quebec (Autorité des ... Read More
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ESMA highlights progress on MiFID II implementation

12/10/2018(0)
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), has delivered the following statement to the Economic & Monetary Affair Committee (ECON) at the European Parliament as ... Read More
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Emergency action filed against a Swiss-based company for microcap fraud scheme

09/10/2018(0)
The Securities and Exchange Commission has filed an emergency action and obtained an asset freeze against two individuals and their companies in a scheme that generated more than $165 ... Read More
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Investors Alert: The Cyprus financial regulator issued warnings

08/10/2018(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued warnings to inform investors that the websites binatex.com and primustrades.com have not been authorised by CySEC, and the company Brisk ... Read More
esma (European Securities and Markets Authority)

ESMA issued a notice on product intervention renewal decision in relation to binary options

04/10/2018(0)
On 21 September 2018, the European Securities and Markets Authority (ESMA) adopted a Decision under Article 40 of Regulation (EU) No 600/2014 to prohibit the marketing, distribution or sale ... Read More
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Tesco Bank fined £16.4m

03/10/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing ... Read More
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CySEC announced that Kit Finance Brokers Ltd is authorised as a Cyprus Investment Firm

02/10/2018(0)
The Cyprus Securities and Exchange Commission (CySec), the financial regulatory authority of Cyprus, has issued an announcement to inform that a new company has been approved by the Commission ... Read More
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U.S. financial regulator awarded almost $4 Million to an overseas whistleblower

26/09/2018(0)
The Securities and Exchange Commission announced that it has awarded nearly $4 million to an overseas whistleblower whose tip led it to open an investigation and whose extensive assistance ... Read More
esma (European Securities and Markets Authority)

ESMA monitors volatility in financial markets

25/09/2018(0)
The European Securities and Markets Authorities (ESMA) has published an article setting out the details of its analysis of volatility in financial markets. The potential of market volatility to ... Read More
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