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Regulators

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ESMA fines trade repository €238,500 for EMIR data failures

29/09/2021(0)
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined trade repository UnaVista Limited €238,500 for eight breaches of the European Market Infrastructure Regulation (EMIR). ... Read More
wARNING

Belgium FSMA warns for companies that offer trading software-Expert Advisor

27/08/2021(0)
The Financial Services and Markets Authority (FSMA), an autonomous public institution that supervises the Belgian financial sector, has published a warning to inform about companies that offer trading software ... Read More
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Cyprus Investment Firm fined for non compliance with an Article of the Market Abuse Regulation

16/08/2021(0)
The Cyprus Securities and Exchange Commission (the ‘CySEC’) has issued an announcement to inform that has decided to impose an administrative fine to a Cyprus Investment Firm (CIF). In ... Read More
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CySEC suspends partially the license of a Cyprus Investment Firm

04/08/2021(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) announces that the authorisation of the Cyprus Investment Firm Indication Investments Ltd (‘the Company’), number 164/12, is suspended partially, pursuant to section ... Read More
esma (European Securities and Markets Authority)

ESMA imposed a fine for EMIR Data breaches

13/07/2021(0)
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European ... Read More
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CySEC imposed an administrative fine to a Cyprus Investment Firm

16/06/2021(0)
The Cyprus Securities Exchange Commission (CySEC) has issued an announcement to inform that has decided to impose an administrative fine to a Cyprus Investment Firm (CIF). According with the ... Read More
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CySEC announced withdrawal of Cyprus Investment Firm authorisation

20/05/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement today to inform that it has decided to withdraw CIF authorisation of a Cyprus investment Firm. In accordance ... Read More
esma (European Securities and Markets Authority)

ESMA: Retail clients continue to lose out due to high investment products costs

15/04/2021(0)
The European Securities and Markets Authority (ESMA), the EU securities regulator, published its third annual statistical report on the cost and performance of European Union (EU) retail investment products. ... Read More
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CySEC: Withdrawn of the Investors Compensation Fund membership

05/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement on April 2, 2021, to inform that the Investors Compensation Fund (‘the ICF’) has withdrawn the ICF membership ... Read More
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CySEC reached a settlement with a CIF for 100.000 euro

02/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has announced that has reached a settlement with a Cyprus Investment Firm (CIF). The settlement decision is in accordance with article 37(4) ... Read More
Broker Cyprus TopFX