Regulators

Securities Exchange Commission

SEC USA released a Public Statement by Chairman Jay Clayton on fraudulent Crypto ICOs

23/05/2018(0)
The U.S. Securities and Exchange Commission has released a Public Statement by Chairman Jay Clayton in relation to the North American Securities Administrators Association (NASAA) announcement of enforcement sweep ... Read More
amf

How has the European equity market responded and performed in the wake of MiFID II?; AMF Chairman

22/05/2018(0)
Robert Ophèle, the Chairman of the Autorité des Marchés Financiers (AMF) that regulates participants and products in France’s financial markets, gave a speech during TradeTech Europe 2018 – 25 ... Read More
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CFTC opens access to Indian Futures market for U.S. customers

18/05/2018(0)
The Commodity Futures Trading Commission (CFTC) issued an order to the National Stock Exchange of India (NSE) as part of its longstanding program of regulatory deference to foreign regulatory ... Read More
fraud - red stamp

Individuals charged in international unlawful stock sales scheme

17/05/2018(0)
The Securities and Exchange Commission (SEC) charged four individuals for their roles in a fraudulent scheme that generated nearly $34 million from unlawful stock sales and caused significant harm ... Read More
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CySEC informs that three Companies providing Administrative Services waived their license

16/05/2018(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that, on 30th March 2018, 26th April 2018 and 30th April 2018 the Companies providing Administrative ... Read More
scam

USA Regulator ordered a penalty of more than $2.2 million for Forex fraud scheme

14/05/2018(0)
The Commodity Futures Trading Commission (CFTC) announced that Judge Esther Salas of the U.S. District Court for the District of New Jersey has entered an Order of default judgment ... Read More
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MiFID II: ESMA issues latest Double Volume Cap data

10/05/2018(0)
The European Securities and Markets Authority (ESMA) has updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive ... Read More
esma (European Securities and Markets Authority)

ESMA provides One-Stop Company Portal

08/05/2018(0)
The European Securities and Market Authority (ESMA) has issued an announcement to inform that has launched a Companies’ Portal where investors seeking information on whether a financial service provider ... Read More
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Administrative Services Provider in Cyprus waived its authorization

04/05/2018(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform  that, on 31st December 2017, the Company Providing Administrative Services Lexpro Holding & Consulting Services Ltd (the ... Read More
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$85 million ponzi scheme shuts down

03/05/2018(0)
The Securities and Exchange Commission announced the unsealing of fraud charges against a Mississippi company and its principal who allegedly bilked at least 150 investors in an $85 million ... Read More
Broker Cyprus TopFX