Regulatory Sanctions

forex scam

U.S. Regulatory Authority shuts Down $102 Million Ponzi Scheme

The Securities and Exchange Commission (SEC) filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that bilked investors throughout the ... Read More
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Merrill Lynch will pay a $42 Million penalty to settle charges

The Securities and Exchange Commission charged Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders. Merrill Lynch agreed to settle the charges, admit wrongdoing, ... Read More
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Omega Knight 2 and two individuals charged with $5.5 Million precious metals fraud

The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Omega Knight 2, LLC (Omega ... Read More
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UK regulator fined a Bank for anti-money laundering systems failings

The UK regulator Financial Conduct Authority (FCA), has issued an announcement to inform that has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits ... Read More
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Société Générale to pay millions for LIBOR and Euribor manipulation charges

The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Société Générale S.A. (Société Générale or the Bank) for attempted manipulation of and false reporting ... Read More
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Individuals charged in international unlawful stock sales scheme

The Securities and Exchange Commission (SEC) charged four individuals for their roles in a fraudulent scheme that generated nearly $34 million from unlawful stock sales and caused significant harm ... Read More

USA Regulator ordered a penalty of more than $2.2 million for Forex fraud scheme

The Commodity Futures Trading Commission (CFTC) announced that Judge Esther Salas of the U.S. District Court for the District of New Jersey has entered an Order of default judgment ... Read More
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$85 million ponzi scheme shuts down

The Securities and Exchange Commission announced the unsealing of fraud charges against a Mississippi company and its principal who allegedly bilked at least 150 investors in an $85 million ... Read More
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Yahoo agrees to pay $35 million for misleading investors after data breach

The Securities and Exchange Commission (SEC) announced that Altaba formerly known as Yahoo! Inc. has agreed to pay a $35 million penalty to settle charges that it misled investors ... Read More

Malta’s supervisory authority issued a notice against a bank and its director

Malta Financial Services Authority (MFSA), the single regulator for financial services in Malta, has issued a notice to inform public concerning Pilatus Bank Limited and its director Mr Ali ... Read More
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