Regulatory Sanctions

CySEC logo

CySEC decided to reach a settlement with a Cyprus Investment Firm

05/08/2020(0)
The Cyprus Securities and Exchange Commission (CySEC) has today issued an announcement to inform about its decision for reaching a settlement with a Cyprus Investment Firm (CIF). With this announcement, ... Read More
CySEC logo

CySEC announced settlement with insurance company for possible market abuse violations

24/07/2020(0)
The Cyprus Securities and Exchange Commission («CySEC») has announced that a settlement has been reached with an insurance company based in Cyprus for possible violation of the Market Abuse ... Read More
cftc-logo

Forex fraud: Individual and his company to pay over a million dollar penalty

13/07/2020(0)
The Commodity Futures Trading Commission (CFTC) has issued an announcement to inform that the U.S. District Court for the Eastern District of Missouri entered an order of default judgment finding ... Read More
CySEC logo

CySEC: Cyprus Investment Firm license withdrawal and temporary ban against members of its BoD

18/06/2020(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued today an announcement to inform that has decided to wholly withdraw the authorisation of a Cyprus Investment Firm (CIF) and ... Read More
FCA_regulator

The UK financial markets regulator bars Cyprus Investment Firms

04/06/2020(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued a press release to inform that has taken action ... Read More
CySEC logo

CySEC reached a settlement with a Cyprus Investment Firm for possible violations

01/06/2020(0)
The Cyprus Securities and Exchange Commission (CySEC) has announced that has reached a settlement agreement with a Cyprus Investment Firm (CIF) regarding possible violations of the relevant legislation. In ... Read More
fined

Administrative fine and ban for executive directors of PFX Financial Professional; CySEC’s announcement

13/05/2020(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued today a press release to announce its final decision regarding executive directors of PFX Financial Professional. The CySEC’s Press Release says: ... Read More
CySEC logo

CySEC suspends the license of a Cyprus Investment Firm

09/04/2020(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that has suspended in whole the authorisation of a Cyprus Investment Firm. In accordance with the CySEC’s announcement: ... Read More
Ponzi-scheme-1

Charges announced for a nearly billion dollar Ponzi scheme

30/01/2020(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that has charged a California-based couple with orchestrating a nearly billion-dollar Ponzi scheme involving alternative energy tax credits. According to the ... Read More
CySEC logo

CySEC suspends the license of a Cyprus Investment Firm

23/01/2020(0)
The Cyprus Securities and Exchange Commission (‘CySEC‘), an independent public supervisory Authority with mission to exercise effective supervision to ensure investor protection and the healthy development of the securities ... Read More
Broker Cyprus TopFX