Regulatory Sanctions

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CySEC announced the suspension of the license of a Cyprus Investment Firm

26/09/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that on the 24th of September 2019, has decided to suspend the license of a Cyprus ... Read More
wARNING

$125 million offering fraud; ongoing international trading program

20/09/2019(0)
The Securities and Exchange Commission (SEC) announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against three individuals and three entities ... Read More
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The authorisation of four Cyprus Investment Firms is withdrawn by CySEC

07/08/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meetings of 24th June 2019, of 22 July 2019 and of 29th July 2019 ... Read More
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The Cyprus Securities and Exchange Commission withdraw the authorisation of four Funds

07/08/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meeting of 22 July 2019, has decided, pursuant to article 133(1)(f) of the Alternative ... Read More
fma

AxiCorp derivatives licence suspended

01/08/2019(0)
The Financial Markets Authority (FMA), New Zealand’s government agency responsible for the regulation of capital markets and financial services in New Zealand, has issued today a press release to ... Read More
wARNING

Beware of social media-based Forex fraud scheme

25/07/2019(0)
Defendant to pay more than $2.9 Million in social media-based Forex fraud scheme. The Commodity Futures Trading Commission (CFTC) announced that U.S. District Court for the Southern District of ... Read More
forex scam

Beware: Emergency Order against Ponzi scheme targeting hundreds of investors

23/05/2019(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that it has obtained a court order halting an ongoing $30 million Ponzi scheme targeting more than ... Read More
fined

Cyprus Investment Firm fined €170.000

03/05/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform the public that, the Board of the CySEC at its meeting held on the 2nd of ... Read More
fined

Standard Chartered Bank fined for poor AML controls

25/04/2019(0)
The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the ... Read More
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U.S financial services firm pay penalty to settle failure

14/03/2019(0)
The Securities and Exchange Commission (SEC) announced that Wedbush Securities Inc. will pay a $250,000 penalty and has agreed to be censured to settle its failure to supervise charge ... Read More
Broker Cyprus TopFX