Regulatory Sanctions

Ponzi-scheme-1

Charges announced for a nearly billion dollar Ponzi scheme

30/01/2020(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that has charged a California-based couple with orchestrating a nearly billion-dollar Ponzi scheme involving alternative energy tax credits. According to the ... Read More
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CySEC suspends the license of a Cyprus Investment Firm

23/01/2020(0)
The Cyprus Securities and Exchange Commission (‘CySEC‘), an independent public supervisory Authority with mission to exercise effective supervision to ensure investor protection and the healthy development of the securities ... Read More
fined

Cyprus Investment Firm to pay ten thousand euro administrative fine

15/01/2020(0)
The Board of the Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform the public that, at its meeting held on the 16th September 2019, decided to ... Read More
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CySEC suspended the authorisation of a Cyprus Investment Firm

27/12/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that the authorisation of the Cyprus Investment Firm Daweda Exchange Limited (‘the Company’), number 289/16, is suspended ... Read More
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CySEC’s announcement for the clients of AFX Capital Markets Ltd

14/11/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued the below announcement for the clients of AFX Capital Markets Ltd in relation to the CySEC’s decision to completely suspend ... Read More
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CySEC announced the suspension of the license of a Cyprus Investment Firm

26/09/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to inform that on the 24th of September 2019, has decided to suspend the license of a Cyprus ... Read More
wARNING

$125 million offering fraud; ongoing international trading program

20/09/2019(0)
The Securities and Exchange Commission (SEC) announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze against three individuals and three entities ... Read More
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The authorisation of four Cyprus Investment Firms is withdrawn by CySEC

07/08/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meetings of 24th June 2019, of 22 July 2019 and of 29th July 2019 ... Read More
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The Cyprus Securities and Exchange Commission withdraw the authorisation of four Funds

07/08/2019(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued announcements to inform that at its meeting of 22 July 2019, has decided, pursuant to article 133(1)(f) of the Alternative ... Read More
fma

AxiCorp derivatives licence suspended

01/08/2019(0)
The Financial Markets Authority (FMA), New Zealand’s government agency responsible for the regulation of capital markets and financial services in New Zealand, has issued today a press release to ... Read More
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