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Regulators

bank-of-england

Bank of England publishes details of 2015 stress test for largest UK banks and building societies

30/03/2015(0)
​Today, the Bank of England is publishing the scenario for the 2015 stress test, which will be applied to the largest UK banks and building societies. The scenario has ... Read More
European Central Bank

European Central Bank and Bank of England announce measures to enhance financial stability

30/03/2015(0)
European Central Bank and Bank of England announce measures to enhance financial stability in relation to centrally cleared markets in the EU The European Central Bank (ECB) and the ... Read More
IMF logo

IMF and China’s Ministry of Finance Sign Agreement on Strengthening Fiscal Institutions and Capacity Development

30/03/2015(0)
A new initiative launched this week marks an important milestone in the area of technical cooperation and training between the International Monetary Fund (IMF) and the Chinese Ministry of ... Read More
finra1

FINRA Sanctions Oppenheimer & Co. $3.75 Million for Supervisory Failures

27/03/2015(0)
Firm Fined $2.5 Million and Ordered to Pay Restitution of $1.25 Million for Failing to Supervise Former Oppenheimer Broker Mark Hotton The Financial Industry Regulatory Authority (FINRA) announced today ... Read More
fca-building

FCA lambasted by MPs over insurance market panic

27/03/2015(0)
The Financial Conduct Authority has still not learnt from last year’s calamitous “pre-briefing” of insurance market reforms, and its chief executive, Martin Wheatley, is still in denial about what ... Read More
sec-logo

SEC Charges Nearly Two Dozen Unregistered Broker-Dealers

27/03/2015(0)
The Securities and Exchange Commission today charged nearly two dozen companies and individuals who regularly bought and sold securities on behalf of a suburban Chicago-based trading firm without registering ... Read More
CySEC

CySec fines WGM Services Ltd

26/03/2015(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €10.000 to a Cypriot Investment Firm (CIF), WGM Services Ltd for violation of the article 26(5) ... Read More
mifid1

Derivatives under MiFID II: Time for equal access

26/03/2015(0)
Verena Ross, Executive Director of ESMA, recently delivered a keynote speech to the ABA/Law Society Capital Markets Conference in London. Her speech focused on the importance of increasing transparency ... Read More
FCA-logo

FCA warning against clone firm

26/03/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part ... Read More
FCA_regulator

FCA warning against unauthorised firms

26/03/2015(0)
FCA has issued a press release to warn investors against dealing with unauthorised firms. According to FCA, the below firms are not authorised by FCA but has been targeting ... Read More
Broker Cyprus TopFX