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Regulators

nfa log

NFA takes emergency enforcement action against Burnet, Texas firm McElhannon Group, Inc.

06/03/2015(0)
National Futures Association (NFA) announced today that it has taken an emergency enforcement action against McElhannon Group, Inc. (McElhannon), an NFA Member commodity trading advisor (CTA) located in Burnet, Texas, and Philip ... Read More
ESMA logo

ESMA and RBA conclude MoU on access to data held in trade repositories

06/03/2015(0)
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held ... Read More
Swiss National Bank

Annual result of the Swiss National Bank for 2014

06/03/2015(0)
The Swiss National Bank (SNB) is reporting a profit of CHF 38.3 billion for the year 2014 (2013: loss of CHF 9.1 billion). The profit on foreign currency positions ... Read More
The-US-Federal-Reserve-007

Fed’s Williams Says ‘Serious’ Rate-Rise Discussion Due Mid-Year

06/03/2015(0)
Federal Reserve Bank of San Francisco President John Williams said mid-year may be time for a “serious discussion” about raising interest rates as the labor market nears full employment ... Read More
Reserve Bank of New Zealand

Formal warning issued by The Reserve Bank of New Zealand to JPMorgan Chase Bank, N.A. New Zealand Branch

06/03/2015(0)
The Reserve Bank of New Zealand (RBNZ) has issued a formal warning to JPMNZ under section 80 of the Anti-Money Laundering and Countering Financing of Terrorism Act 2009. As ... Read More
sec-logo

SEC Charges Texas-Based Brokerage Firm With Violating Supervisory and Customer Protection Rules

05/03/2015(0)
The Securities and Exchange Commission today charged an Irving, Texas-based brokerage firm with violating key customer protection rules after failing to adequately supervise registered representatives who misappropriated customer funds. ... Read More
ECB

ECB issued a press release regarding interest rates

05/03/2015(0)
On a meeting of the Governing Council of the ECB, held in Nicosia, Cyprus, was decided that: The interest rate on the main refinancing operations and the interest rates ... Read More
ECB

ECB issued a press release regarding interest rates

05/03/2015(0)
5 March 2015 – At today’s meeting, which was held in Nicosia, the Governing Council of the ECB decided that the interest rate on the main refinancing operations and the ... Read More
bank-of-england

Bank of England maintains Bank Rate at 0.5% and the size of the Asset Purchase Programme at £375 billion

05/03/2015(0)
The Bank of England’s Monetary Policy Committee at its meeting today voted to maintain Bank Rate at 0.5%. The Committee also voted to maintain the stock of purchased assets financed ... Read More
FCA_regulator

Statement on EBA guidelines on remuneration policies for public consultation

05/03/2015(0)
The European Banking Authority (EBA) has today published draft guidelines on remuneration policies for public consultation.  These guidelines seek to clarify how firms and regulators should interpret the remuneration rules in CRD IV. ... Read More
Broker Cyprus TopFX