Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

ECB - building

European Court of Justice – Outright Monetary Transactions (OMTs) case

14/01/2015(0)
Comments by Yves Mersch, Member of the Executive Board, on the legal opinion of the Advocate General of the European Court of Justice in the OMT case OMT case ... Read More
RBNZ

Reserve Bank of New Zealand – Central Bank of the Year

14/01/2015(0)
The Central Bank of the Year award given to the Reserve Bank of New Zealand RBNZ Chair Comments on Central Bank of the Year Award The Central Bank of ... Read More
ecb - logo

Interview with Benoît Cœuré, ECB

14/01/2015(0)
Interview with Benoît Cœuré, Member of the Executive Board of the ECB, on 13 January 2015 How concerned are you about the election of a new parliament in Greece ... Read More
nfa log

National Futures Association fines

13/01/2015(0)
NFA orders Orlando, Fla. firm Diamond Head Capital LLC to permanently withdraw from NFA membership and fines eFloorTrade LLC, John A. Moore and Christopher T. Moore. National Futures Association ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

13/01/2015(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Austria (Financial Market Authority – FMA) and Norway (Finanstilsynet), report the following companies offering investment services without the required ... Read More
FCA_regulator

FCA warning against unauthorised firm

13/01/2015(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Wakamy Libman and Associates” (www.wakamylibman.com). The warning recommends that the public exercises extreme caution when dealing ... Read More
SEC

SEC Charges Direct Edge Exchanges With Failing to Properly Describe Order Types

13/01/2015(0)
The Securities and Exchange Commission today announced that two exchanges formerly owned by Direct Edge Holdings and since acquired by BATS Global Markets have agreed to pay a $14 ... Read More
ECB - building

European Central Bank and Reserve Bank of India sign a Memorandum of Understanding on cooperation

13/01/2015(0)
Mario Draghi, President of the European Central Bank (ECB), and Raghuram Rajan, Governor of the Reserve Bank of India (RBI), today signed a Memorandum of Understanding on cooperation in ... Read More
bank of russia

Russian Central Bank Spent $76.1 Billion Defending Ruble in 2014

12/01/2015(0)
The Russian Central Bank’s net currency interventions in 2014 amounted to $76.13 billion and 5.41 billion euros, Interfax news agency reported Monday, citing Central Bank Data. Interventions in the month of December amounted to $11.9 billion. ... Read More
SEC

SEC eyes transfer agents in new front against U.S. stock fraudsters

12/01/2015(0)
In their battle to root out microcap stock fraudsters, U.S. securities regulators are turning their attention to the obscure world of transfer agents, who are sometimes in a position ... Read More
Broker Cyprus TopFX