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Regulators

moex

Moscow Exchange chooses DataSpace as primary data center services provider

11/11/2014(0)
Moscow Exchange, Russia”s leading exchange platform for equities, bonds, derivatives, currencies, money market instruments and commodities, announced that it has chosen Moscow-based DataSpace as its primary data center facility ... Read More
cftc-image-jpeg

CFTC Further Implements Trade Execution Requirement

11/11/2014(0)
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight (Division) announced further implementation of the trade execution requirement for certain interest rate and credit default swaps. ... Read More
SEC

SEC to Impose Penalties More Often in Muni Fraud Cases

11/11/2014(0)
The U.S. Securities and Exchange Commission plans to impose penalties more frequently in the $3.7 trillion municipal securities market. “An enforcement model with no penalties was not sustainable,” Andrew ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Fees and annual contributions of AIFs and AIFMs

11/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec) informs all interested parties that Directive DI131/56-2014-01 “’Directive on fees payable and annual contributions of Alternative Investment Funds and Alternative Investment Fund ... Read More
IFSB

IFSB issues paper on Islamic Finance Regulation

11/11/2014(0)
The Working Paper is issued in parallel to the Exposure Draft (ED-17) of the Standard on Core Principles for Islamic Finance Regulation (Banking Segment), and provides the background and ... Read More
esma regulator

ESMA consults on revised EMIR standards on the reporting to trade repositories

11/11/2014(0)
The European Securities and Markets Authority (ESMA) has today published a consultation paper on the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation to the ... Read More
CySEC

CySec announcement regarding lapse of CIF authorisation

10/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot regulator, announced that, on 3rd of September 2014, the CIF authorisation of «Trendoks Ltd» with number 212/13 has lapsed, pursuant to section ... Read More
FCA_regulator

Former Moore Capital trader pleads guilty to insider dealing

10/11/2014(0)
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

10/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Myfxbook Ltd” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). The ... Read More
onestopbrokers-Regulators

FCA warning against clone firm

10/11/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: BlackRock Wealth Partners / BlackRock Wealth / BlackRock Wealth Group / ... Read More
Broker Cyprus TopFX