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Regulators

Cyprus Securities and exchange commission (cysec)

CySec on regulation for MMFs

02/07/2014(0)
In view of the upcoming discussions to the Council of the European Union, the Cyprus Securities and Exchange Commission (CySec) has published a press release for the attention of ... Read More
esma regulator

ESMA: Short guide for retail investors

01/07/2014(0)
The European Securities and Markets Authority (ESMA) has published a short guide for retail investors explaining the impact of the changes to be made in investor protection under the ... Read More
afma

AFXC and AFMA publish standards for forex market

01/07/2014(0)
The Australian Foreign Exchange Committee (AFXC), Australia’s regulator, and the Australian Financial Markets Association released a document today for the currency market, highlighting the need to communicate standards for the forex ... Read More
FCA_regulator

Temporary restriction in short selling

01/07/2014(0)
The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

30/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “1 Financial ROD Ltd” has successfully obtained the CySec license for CIF (Cyprus Investment ... Read More
cbi-1

Central Bank of Ireland Warning on Unauthorised Investment Firms

27/06/2014(0)
The Central Bank of Ireland today (27 June 2014) published the names of two unauthorised investment firms, Connor Simmons Group (USA) and Stealth Takeovers (USA). Connor Simmons Group (USA) ... Read More
ASIC_regulator

Former investment manager jailed

27/06/2014(0)
The Australian Securities and Investments Commission (ASIC) has published the following announcement after a series of investigations: A former investment manager with links to the failed firm Trio Capital ... Read More
FCA_regulator

FCA warning against clone firms

27/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: Rimas Risk Management Service (55 Old Broad Street, London, EC2M1RX, Email: rimasuk@europe.com) ... Read More
FCA_regulator

FCA warning against unauthorised firm

26/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
finra1

FINRA Expels Success Trade Securities and Bars CEO Fuad Ahmed for Ponzi Scheme

26/06/2014(0)
The Financial Industry Regulatory Authority (FINRA) has announced that a FINRA hearing panel has expelled Washington, D.C.-based Success Trade Securities, Inc. from membership and barred its CEO and President, ... Read More
Broker Cyprus TopFX