Regulators

Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

12/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

11/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “VPR Safe Financial Group Ltd” has successfully obtained the CySec license for CIF (Cyprus ... Read More
FSA logo

FSA agrees on mutual Reliance with Foreign Jurisdictions in the Area of Audit Oversight

11/06/2014(0)
The Japanese Financial Services Agency (FSA) and the Certified Public Accountants and Auditing Oversight Board (CPAAOB) published “A Framework for Inspection / Supervision of Foreign Audit Firms, etc.” on ... Read More
FCA_regulator

FCA warning against unauthorised firms

11/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
ASIC_regulator

Merrill Lynch Equities (Australia) Limited pays $65,000 infringement notice penalty

10/06/2014(0)
The Australian Securities and Investments Commission (ASIC) has imposed the penalty of $65,000 to Merrill Lynch Equities (Australia) Limited (Merrill Lynch) in order to comply with an infringement notice given to ... Read More
FCA_regulator

FCA finalises rules to improve the protection of client money and custody assets

10/06/2014(0)
The Financial Conduct Authority (FCA) has announced in a press release that it has finalised changes to the client money and custody assets (client assets) rules. These changes affect ... Read More
Bank of England_regulator

Bank of England launches cyber crime unit

10/06/2014(0)
The Bank of England (BoE), ahs announced that it has launched a new framework to help identify areas where the financial sector could be vulnerable to sophisticated cyber-attack. This ... Read More
moex

Moscow Exchange is to join the FIX Trading Community as a new Global Premier member

10/06/2014(0)
Moscow Exchange (MOEX) has issued in its press release dated June 9th that is delighted to join the FIX Trading Community as a new Global Premier member. MOEX manages ... Read More
FCA_regulator

FCA warning against clone firms

06/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: GFI Securities Limited Stewart International Inc / Stewart International Ltd Stewart ... Read More
danskebank denmark

Danmarks Nationalbank’s interest rates unchanged

06/06/2014(0)
Denmark’s Nationalbank has issued a press release informing the investors on the interest rates following the announcement from the ECB on this issue. As a result, the lending rate, ... Read More
Broker Cyprus TopFX