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Regulators

ASIC_regulator

ASIC reports on penalties for corporate wrongdoing

20/03/2014(0)
ASIC, the Australian Securities and Investment Commission, has released Report 387 Penalties for corporate wrongdoing (REP 387). REP 387 reviews penalties in Australia for corporate wrongdoing to assess whether ... Read More
european-central-bank_regulator

European Central Bank: review mission to Greece

20/03/2014(0)
Staff teams from the European Commission (EC), European Central Bank (ECB), and International Monetary Fund (IMF) have concluded their review mission to Greece. The teams have reached staff-level agreement ... Read More
FCA_regulator

FCA: Wealth Planning Solutions Europe (clone)

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Wealth Planning Solutions Europe” (wealthplanningsolutions@europe.com) is a clone firm of “Wealth Planning ... Read More
FCA_regulator

FCA warning

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that Axis Capital Limited is not permitted to provide financial services or products. ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Council Regulation

20/03/2014(0)
The Cyprus Securities and Exchange Commission (‘the Commission’) informs, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication in the ... Read More
FCA_regulator

FCA fined Besso Limited

19/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has fined Besso Limited £315,000 for a failure to take reasonable care to establish and maintain effective systems and controls ... Read More
onestopbrokers-Regulators

CySec: Administrative fines

19/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has issued an announcement giving the following firms the administrative fines as follows: SAFS Holdings Public Ltd ... Read More
Bank of England_regulator

Bank of England launches strategic plan

19/03/2014(0)
The Bank of England today launched its Strategic Plan, following a six month exercise led by the Executive Committee of the Bank. The Plan, to be implemented over the ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: transactions in bitcoin

19/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has issued a press release regarding the transactions in bitcoin. CySec warns the investors of the dangers ... Read More
onestopbrokers-Regulators

FCA and Bank of England agree Memorandum

18/03/2014(0)
The Financial Conduct Authority (FCA) and the Bank of England, including the Prudential Regulation Authority (PRA), have agreed a Memorandum of Understanding (MoU) that sets out how they co-operate ... Read More
Broker Cyprus TopFX