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Regulators

ASIC_regulator

ASIC remakes ‘sunsetting’ class orders on dollar disclosure

29/08/2016(0)
ASIC has made a new legislative instrument to replace three class orders on dollar disclosure that were due to expire (‘sunset’) on 1 October 2016 and 1 April 2017 ... Read More
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The Cabinet reappoints Kalogerou as CySEC chairwoman

29/08/2016(0)
The Cabinet reappointed on Friday Demetra Kalogerou to the post of Chairwoman of the Cyprus Securities and Exchange Commission for a period of five years, from September 15, 2016 ... Read More
Securities Exchange Commission

SEC fined 13 Investment Advisory Firms

26/08/2016(0)
The Securities and Exchange Commission today announced penalties against 13 investment advisory firms found to have violated securities laws by spreading the false claims made by an investment management ... Read More
Financial-Commission

Financial Commission approved two Forex brokerages firms as members

25/08/2016(2)
Financial Commission, a leading external dispute resolution (EDR) organization that caters to the financial services industry, operated by FinaCom PLC, today announces MaxiMarkets and Umarkets as its newest members. Financial Commission provides customers ... Read More
FCA-logo

FCA warns for an unathorised Forex provider

25/08/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform that the Authority believes that the below firm has been providing financial services or products in the UK ... Read More
cftc-logo

CFTC Grants Registration to Seed SEF LLC

24/08/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to Seed SEF LLC (Seed), of Chicago, Illinois, granting it fully registered ... Read More
Securities Exchange Commission

SEC charged Apollo Global Management for misleading fund investors

24/08/2016(0)
The Securities and Exchange Commission today announced that four private equity fund advisers affiliated with Apollo Global Management have agreed to a $52.7 million settlement for misleading fund investors ... Read More
cftc-logo

CFTC announced fines for fraud on Forex commodity pool

23/08/2016(0)
CFTC Orders California Resident Irina Feldman and her Companies Cindium Inc. and Einstein Exchange Group Inc. to Pay More than $600,000 for Solicitation Fraud and Misappropriation in Commodity Pool ... Read More
FCA_regulator

FCA warns for a clone of JB Trade Finance

23/08/2016(0)
The Financial Conduct Authority (FCA) has issued a warning to inform investors and public that fraudsters are using the details of firms the FCA authorises to try to convince ... Read More
bank of russia

The Central Bank of Russia revocated the licence of a Bank

22/08/2016(0)
The Bank of Russia has issued an announcement to inform that it has revoked the banking license of a credit institution and for the appointment of provisional administration. According ... Read More
Broker Cyprus TopFX