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Regulatory Sanctions

Cyprus Securities and exchange commission (cysec)

CySEC fined €30.000 a Cyprus Investment Firm

06/02/2018(0)
The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) has issued today an announcement to inform the public that, at the meeting held on 20th November 2017, decided ... Read More
Cyprus Securities and exchange commission (cysec)

CySEc decided to withdraw the authorization of a Cyprus Investment Firm

06/02/2018(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform that, on its meeting of 25th September 2017, has decided, pursuant to sections 25(1)(b) and 26(4)(b) ... Read More
nfa log

BCD Forex Investments LLC permanently barred

18/01/2018(0)
The National Futures Association has issued an announcement to inform that has permanently barred Glendale, Ariz. commodity trading advisor BCD Forex Investments LLC (BCD) from membership and from acting ... Read More
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EFG Bank AG fined $2 million

12/01/2018(0)
The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG (EFG Bank) $2 million for dealing in futures contracts without the required registration (Note 1). The ... Read More
Cyprus Securities and exchange commission (cysec)

Shareholder of a Cyprus Investment Firm fined by CySec

11/01/2018(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at its meeting held on 13 November 2017, decided to ... Read More
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FCA fines and bans former RBS trader

09/01/2018(0)
The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from ... Read More
FCA_regulator

Defendants sentenced in FCA prosecution of £1.4 million investment scheme

21/12/2017(0)
Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing ... Read More
Cyprus Securities and exchange commission (cysec)

Cyprus Investment Firm fined by CySec

18/12/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform that at its meeting held on 13 November 2017, the Board decided to impose a total ... Read More
scam

Four Guilty In Relation To £1.4 Million Investment Scheme

04/12/2017(0)
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment ... Read More
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Individuals And Their Companies Ordered To Pay Millions For Futures Trading Fraud

29/11/2017(0)
The Commodity Futures Trading Commission (CFTC) obtained a Consent Order against Defendants Joseph Dufresne (a/k/a/ Joseph James) and Megan Renkow (a/k/a Megan James), both of Palos Verdes Estates, California, ... Read More
Broker Cyprus TopFX