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Regulatory Sanctions

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Guardian Asset Group and its owner ordered to pay more than $1 Million

24/05/2017(0)
Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in ... Read More
CySEC

Breaking: CySec fined a Cyprus Investment Firm

24/04/2017(1)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that  at the meeting held on March 13th, 2017, decided to impose an ... Read More
CySEC

CySec suspends the license of Cyprus Investment Firms providing Forex and Binary Options trading

03/04/2017(10)
The Cyprus Securities and Exchange Commission (CySec) has issued four announcements to inform investors and public on its decision dated 13/03/2017 to suspend the license of four Cyprus Investment ... Read More
CySEC

CySec suspends the license of a Cyprus Investment Firm

20/03/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that the authorisation of the Cyprus Investment Firm Boursotrade Ltd (‘the Company’), number 235/14, ... Read More
CySEC

CySec decided to wholly withdraw the license of a Cyprus Investment Firm

15/03/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors and public that the Commission decided to wholly withdraw the CIF authorization with number CIF ... Read More
CySEC

CySec imposed an administrative fine on a Cyprus Investment Firm

10/03/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that at the meeting held on 30th January 2017, the Board of the Commission decided to impose ... Read More
CySEC

CySec fined €63.000 a Cyprus Investment Firm

23/02/2017(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on January 23, 2017, decided to impose ... Read More
CySEC

CySec fined €175.000 a Cyprus Investment Firm

16/02/2017(1)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on December 05, 2016, decided to impose ... Read More
ASIC_regulator

ASIC cancels AFS licence of Sovereign MF Ltd

15/02/2017(0)
The Australian Securities & Investment Commission (ASIC) has issued an announcement to inform that the Commission has cancelled the Australian Financial Services (AFS) licence of Sovereign MF Ltd (in ... Read More
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CFTC charged individual and his companies for Gold investment fraud schemes

15/02/2017(0)
CFTC Charges Carlos Javier Ramirez and His Companies, Gold Chasers, Inc. and Royal Leisure International, Inc., with Misappropriation, Fraudulent Sales Solicitation, and Issuing False Statements in Fraud Schemes Involving ... Read More
Broker Cyprus TopFX