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Regulatory Sanctions

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SEC announced fraud charges against Investment Adviser for stealing money from investors

12/08/2016(0)
The Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets ... Read More
FSMA belgium

A Cyprus Investment Firm agreed a settlement with the regulator of Belgium for 140.000 euros

11/08/2016(0)
The Financial Services and Markets Authority (FSMA) of Belgium has issued an announcement to inform that the Cyprus regulated investment firm Rodeler Limited has agreed to settle with the ... Read More
CySEC

CySec imposed administrative fine on a Cyprus Investment Firm

10/08/2016(0)
The Board of the Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform the public that, at the meeting held on 25 July 2016, it decided to ... Read More
CySEC

CySec informs for the continuance of suspension of Administrative Service Provider license

10/08/2016(0)
Following a previous announcement dated 01.08.2016, the Cyprus Securities and Exchange Commission (the CySec), following a decision at the meeting dated 8th August 2016, announces that the authorization of the Administrative ... Read More
CySEC

The license of a Cyprus Investment Firm will continue to be suspended

10/08/2016(0)
The Cyprus Securities and Exchange Commission has issued an announcement to inform that following previous announcements dated 27 May 2016 and 28 June 2016, the Cyprus Securities and Exchange Commission, ... Read More
CySEC

CySec decided to suspend the authorisation of a Cyprus Investment Firm

10/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec), has announced that following a decision at the meeting dated 25 July 2016, the authorisation of the Cyprus Investment Firm Best Choice FBC ... Read More
Barclays

Barclays fined $1.3 Million for failures and violations

04/08/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Barclays Capital Inc. $1.3 million for systemic Order Audit Trail System (OATS) reporting violations and related supervisory ... Read More
amf

AMF bans Rodeler Limited (24option) from providing financial services in France

03/08/2016(0)
The Autorité des Marchés Financiers (AMF) has issued an announcement to inform that: The service provider Rodeler Limited (regulated by the Cypriot financial regulatory agency) offers access to binary ... Read More
CySEC

CySec suspends authorisation for providing Administrative Services

01/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) announces that the authorisation for providing Administrative Services of «Mutual Trust Limited» (‘the Company’), with number 44/196, is suspended, pursuant to section 15(1)(b) of ... Read More
CySEC

CySec imposed an Administrative Fine of €138.000 on a Cyprus Investment Firm

11/07/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that, at its meeting held on June 06, 2016, the Commission decided to impose a ... Read More
Broker Cyprus TopFX