Search Results for: Total
FINRA Fines Morgan Stanley Smith Barney and Scottrade a Total of $950,000
June 23rd, 2015
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 and Scottrade, Inc. $300,000 for failing to implement reasonable supervisory systems to monitor the transmittal of customer funds to ...
UK watchdog hands KPMG fines totalling £390,000
February 4th, 2015
The UK accountancy watchdog said on Tuesday it had fined KPMG a total of £390,000 for putting commercial considerations above ethical standards for auditors in two separate cases of misconduct that stretch back to 2010 and 2011. In the ...
IG Group: Total voting rights
February 4th, 2015
In accordance with the FCA’s Disclosure and Transparency Rule 5.6.1, IG Group Holdings plc (the “Company”, “IG” or “IG Group”), a global leader in online trading, hereby notifies the market of the following: There has been no change in ...
Financial adviser included in a group of Mortgage fraudsters receive 18 years total jail time
December 29th, 2014
The four fraudsters caught in a £5m mortgage and property scam received jail sentences at Swansea Crown Court totaling just over 18 years. The group, which included a financial adviser and an estate agent, bought and sold properties across ...
Pimco Total Return Fund decreases U.S. government holdings in October
November 13th, 2014
The Pimco Total Return Fund, whose long-time manager Bill Gross unexpectedly departed on Sept. 26, ended October with a slight decrease in U.S. government-related holdings and a slight increase in mortgages, the first full month under the portfolio’s new ...
Russia Opens Criminal Probe Into Plane Crash Death Of Total CEO
October 23rd, 2014
Russia’s chief investigative panel has opened a criminal probe into the Oct. 20 accident at Moscow’s Vnukovo International Airport that killed Christophe de Margerie, the CEO of the French multinational oil company Total, saying the field’s management was negligent ...
Total CEO dies in Moscow plane crash
October 21st, 2014
Christophe de Margerie was killed in a collision at a Russian airport. Russia’s Tass news agency says the CEO of French oil giant Total was killed when his corporate jet collided with a snow removal machine during takeoff at ...
Schwab drops Pimco Total Return from target date portfolios
October 3rd, 2014
Charles Schwab Corp (SCHW.N) has dropped the Pimco Total Return Fund from its 10 target date funds and collective trusts, a company spokeswoman told Reuters on Thursday. Schwab is looking for a replacement for the Pimco fund and has ...
Total CEO keeps costly drilling strategy to end: 2014
July 8th, 2014
The chief executive of French oil major Total (TOTF.PA) is giving himself until the end of the year to strike oil at a big new field somewhere in the world before considering whether to change direction and cut the ...
Pimco’s ‘Bond King’ suffers 13th month of outflows at Total Return Fund
June 3rd, 2014
Bill Gross’ Pimco Total Return Fund, the world’s largest bond fund, posted $4.3 billion in net outflows in May, marking its 13th straight month of investor withdrawals despite achieving its best performance in four months, Morningstar data showed on ...
