Search Results for: UBS AG
Early Forex Review: Dollar advances against most currencies
August 30th, 2018
The dollar rose against most currencies on Wednesday, as optimism over a U.S.-Mexico trade deal gave way to concern that a conflict over trade between Washington and Beijing was not about to end soon. The deadline for public comment ...
Smartphone rankings shaken up once again as Huawei surpasses Apple
August 1st, 2018
According to preliminary data from the International Data Corporation (IDC) Worldwide Quarterly Mobile Phone Tracker, smartphone vendors shipped a total of 342.0 million units during the second quarter of 2018 (2Q18), resulting in a 1.8% decline when compared to ...
Good news for EU companies exporting to Japan; A new Trade Agreement is signed
July 27th, 2018
The EU and Japan have signed an Economic Partnership Agreement (EPA) that will remove the majority of the EUR1bn (USD1.2bn) of duties paid annually by EU companies exporting to Japan. Negotiations toward an EPA began in 2013. An agreement ...
Deutsche Bank subsidiaries will pay nearly $75 million to settle charges
July 23rd, 2018
The Securities and Exchange Commission (SEC) announced that two U.S.-based subsidiaries of Deutsche Bank AG will pay nearly $75 million to settle charges of improper handling of “pre-released” American Depositary Receipts (ADRs). The case stems from a continuing SEC investigation ...
AMEX and ISXPay® execute aggregator agreement
March 28th, 2018
Highlights iSignthis eMoney (AU) Pty Ltd, a subsidiary of the leading RegTech payment and identity verification provider iSignthis Ltd, is now an aggregator for American Express., one of the major card schemes. Aggregator services compliment Paydentity RegTech offerings Australian ...
iSignthis announced extension of the agreement with XM to include eKYC for China via Paydentity
March 21st, 2018
Highlights: Paydentity service deployed to XM.com on a fully commercial basis for Chinese eKYC Extends Scope of Paydentity™ eKYC from EU+UK to now include China. Australian Securities Exchange and Frankfurt Stock Exchange cross listed iSignthis Ltd (ASX : ISX ...
Capita Financial Managers to pay up to £66 million to those investors who suffered loss of an investment
November 13th, 2017
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low ...
Day Trader Charged in Brokerage Account Takeover Scheme
October 31st, 2017
The Securities and Exchange Commission charged a day trader based in the Philadelphia area with participating in a scheme to access the brokerage accounts of more than 100 unwitting victims and make unauthorized trades to artificially affect the stock ...
Swiss bank UBS probed in Germany over alleged tax fraud
September 29th, 2017
Prosecutors have started an investigation into clients of Swiss bank UBS in Germany suspected of tax evasion. According to Reuters, about 130 prosecutors and tax investigators from the city of Bochum carried out searches of premises, including UBS’ offices. ...
Solicitors in UK warned to watched their tweets and email language
August 24th, 2017
The Solicitors Regulation Authority (SRA), a regulator body within the legal profession in UK, has issued today a press release to warn solicitors about offensive communications. According the release: Solicitors should take care to make sure that communication is ...
