Search Results for: CSRC
China Said to Ease Control on Brokers’ Proprietary Trading
November 25th, 2015
Regulator issued notice scrapping net long rule, people say CSRC cancels rules as stock market stabilizes after slump China has canceled a rule requiring brokerages to hold daily net long positions in their proprietary trading accounts as the nation’s ...
Head of Hong Kong-based brokerage Guotai is missing
November 24th, 2015
Head of Hong Kong-based brokerage Guotai Junan International ‘missing’ in case linked to probe of CSRC vice-chairman Shares hammered, closing down more than 12 per cent, after company says it has been unable to contact chairman since Wednesday The ...
Fear Spreads as China’s Finance Firms Face Arrests
November 18th, 2015
“People are worried” as hedge funds, traders, CSRC targeted At least 16 connected to finance world caught up in crackdown The high-drama highway arrest of a prominent hedge fund manager. Seizures of computers and phones at Chinese mutual funds. The investigations ...
Foreign investors warn China e-trading proposal could sink Stock Connect
November 13th, 2015
Draft rules to curb high-speed trading blamed for China’s summer stock market crash could kill off billions of dollars of investment into China, global banks and investors have told Chinese regulators in a letter. Industry participants who signed off ...
Cross-Border RMB Flows and Capital Market Connectivity Between China and Singapore to Strengthen
November 9th, 2015
Initiatives to strengthen cross-border Renminbi (RMB) flows and a commitment to collaborate on capital market connectivity between China and Singapore were the key outcomes in financial co-operation arising from the recent State Visit to Singapore by the President of ...
Beijing investigates senior figure at China’s state securities regulator in latest step to crackdown on market irregularities
September 17th, 2015
The assistant chairman of China Securities Regulatory Commission Zhang Yujun is being investigated for ‘disciplinary violations’ The mainland’s anti-graft watchdog is investigating a senior figure at the state securities regulator, as Beijing takes its latest step in cracking down ...
Asian stocks climb amid Fed rate wait, but China lags
September 17th, 2015
Asian stocks advanced on Thursday, as investors eyed gains in oil prices and the positive lead from Wall Street. However, trade volumes could stay light as investors await the Federal Reserve‘s policy decision. The Fed’s Federal Open Market Committee (FOMC) ...
China state media announces confessions in probes into stocks plunge
August 31st, 2015
Chinese state media announced a slew of confessions on Monday following investigations into recent stock market gyrations, including from a detained reporter who admitted to spreading false information that caused “panic and disorder”. An official from China‘s securities regulator ...
Announcement on receipt of notice of investigation from China Securities Regulatory Commission
August 26th, 2015
On 24 August 2015, Haitong Securities Co., Ltd. (the “Company”) received the Notice of Investigation (Jin Zheng Diao Cha Zi No. ) from the China Securities Regulatory Commission (the “CSRC”), which stated that the CSRC had decided to carry ...
China Calls On Brokers to Help Stabilize Market
August 10th, 2015
Regulator warns margin trading must be kept in line with the capital strength, risk-management capabilities of firms China’s securities regulator said Friday that it has called on the nation’s securities brokers and fund managers to help stabilize the stock ...
