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AFS license

ASIC_regulator

ASIC cancels the AFS license of Financial Services firms

25/03/2017(0)
ASIC has cancelled the Australian financial services (AFS) licences of Rebate Financial Services Pty Ltd and Capstone Capital Pty Ltd for failing to comply with a number of their ... Read More
ASIC_regulator

ASIC cancels AFS licence of Sovereign MF Ltd

15/02/2017(0)
The Australian Securities & Investment Commission (ASIC) has issued an announcement to inform that the Commission has cancelled the Australian Financial Services (AFS) licence of Sovereign MF Ltd (in ... Read More
ASIC_regulator

ASIC suspends AFS licence for failing to lodge financial statements

01/11/2016(0)
ASIC suspended the Australian financial services (AFS) licence of Parramatta-based Rural & General Insurance Broking Pty Limited (RGIB) for failing to lodge financial statements, auditor’s reports and auditor’s opinions ... Read More
ASIC_regulator

ASIC cancels the AFS license of ICBC Capital Pty Ltd

20/07/2016(0)
ASIC has cancelled the Australian Financial Services (AFS) licence of ICBC Capital Pty Ltd (in liquidation) (ACN140 629 296). ICBC was formerly known as Komodo Capital Pty Ltd. ASIC ... Read More
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