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AFS licensees

ASIC_regulator

ASIC warns AFS licensees to lodge financial statements and auditor’s reports on time

06/10/2016(0)
ASIC has been pursuing Australian Financial Services (AFS) licensees that have failed to meet their obligation to lodge their annual financial statements and auditor’s reports with ASIC within the ... Read More
ASIC_regulator

ASIC imposes new AFS licence conditions on two Commonwealth Bank

08/08/2014(0)
The AFS licensees, the Australian financial services (AFS) licences of two of Commonwealth Bank of Australia (CBA)’s financial planning arms, Commonwealth Financial Planning Limited (CFPL) and Financial Wisdom Limited (FWL), have ... Read More
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