Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

ASIC

ASIC_regulator

ASIC: Pepperstone exits the Japanese market

13/10/2014(0)
Pepperstone Group Ltd (Pepperstone) has agreed to cease providing financial services in Japan following inquiries by ASIC that revealed they were not licensed by the Japanese Financial Services Agency. ... Read More
iosco

Greg Medcraft of ASIC re-elected IOSCO Board Chair

03/10/2014(0)
The International Organization of Securities Commissions (IOSCO) today re-elected Mr. Greg Medcraft as Chairman of the IOSCO Board. Mr. Medcraft was re-elected at the inaugural meeting of the newly ... Read More
ASIC_regulator

Australian firm pays $20,400 penalty for making misleading representations

18/09/2014(0)
The Australian regulator has charged Invast Financial Services Pty Ltd (Invast), an Australian financial services (AFS) licensee based in Sydney, with the amount of $20,400 in penalties after ASIC issued ... Read More
asic

ASIC and MAS sign a Memorandum of Understanding

17/09/2014(0)
The Australian regulator, ASIC, and the Monetary Authority of Singapore (MAS) have sign a Memorandum of Understanding (MOU) to allow trade repositories licensed in one jurisdiction to provide relevant ... Read More
ASIC_regulator

ASIC warns against unauthorised firm

15/09/2014(0)
ASIC has issued a warning to consumers to be wary of a fake website promoting foreign exchange broker, First Forex. First Forex and related entities Fifx and FiFX Global ... Read More
ASIC_regulator

ASIC cancels margin forex company’s AFS licence

09/09/2014(0)
The Australian regulator, ASIC, has cancelled the Australian financial services (AFS) licence of Global Derivative Services Pty Ltd (GDS) after an investigation found it failed to comply with a ... Read More
ASIC_regulator

Mark McIvor fined and convicted for failing to assist liquidator

03/09/2014(0)
The founder and former director of Equititrust Limited, Mr Mark McIvor, has been convicted and fined $10,000 after failing to assist the liquidator appointed to his three companies. Mr ... Read More
asic

ASIC charges Goldman Sachs Australia Pty Ltd with $35,000 penalty

01/09/2014(0)
The Australian Securities and Investments Commisions (ASIC) has charged Goldman Sachs Australia Pty Ltd (Goldman Sachs) with a penalty of $35,000 to comply with an infringement notice given to ... Read More
ASIC_regulator

ASIC publishes first report on corporate finance regulation

29/08/2014(0)
The Australian Securities and Investments Commission (ASIC), has today published the first of a series of regular reports it intends issuing on the regulation of corporate finance issues in ... Read More
spotoption-logo small

SpotOption partners with ASIC Regulated Binary Brand

26/08/2014(0)
SpotOption – headquartered in Cyprus – has entered into a partnership with the youtradeFX Group in facilitating the launch of the latter’s new Australian binary options brand. All online ... Read More
Broker Cyprus TopFX