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FINRA Fines Deutsche Bank $3.25 Million

19/12/2016(0)
FINRA Fines Deutsche Bank $3.25 Million for Deficient Disclosures Concerning the Operation of Its Alternative Trading System The Financial Industry Regulatory Authority (FINRA) announced today that it has fined ... Read More
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Hong Kong brokers choose Fidessa for Shenzhen Connect

08/12/2016(0)
Fidessa group plc (LSE: FDSA) has today announced that seventeen Hong Kong-based brokers have been using Fidessa for the Shenzhen-Hong Kong Stock Connect link since it went live on ... Read More
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Merrill Lynch to its brokers: make at least two client referrals to avoid a cut in pay

08/12/2016(0)
Merrill Lynch will require its brokers to make at least two client referrals to other parts of parent Bank of America Corp. next year to avoid a cut in ... Read More
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IC Markets Reports Record Month of Volumes in November

01/12/2016(0)
International Capital Markets Pty Ltd (IC Markets), Australia’s largest True ECN Foreign Exchange provider reports record trading volumes of 188 billion USD for the month of November, including 16.5 ... Read More
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TechFinancials to receive $1 Million dividend pay-out from DragonFinancials

28/11/2016(0)
TechFinancials Inc. (AIM: TECH), a leading technology provider to financial trading brokers, has issued a press release to announce a dividend pay-out by its subsidiary, DragonFinancials. The board of ... Read More
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Hong Kong Exchange informs that trading continues during Black Rainstorm Warning

19/10/2016(0)
Hong Kong Exchanges and Clearing Limited (HKEX) announced that the Black Rainstorm Warning has not affected trading in the securities and derivatives markets, which continue to operate as normal.  According ... Read More
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SFC commences cybersecurity review on brokers’ internet and mobile trading systems

13/10/2016(0)
The Securities and Futures Commission (SFC) has launched a review to assess the cybersecurity preparedness, compliance and resilience of brokers’ internet and mobile trading systems (Note 1). The review ... Read More
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Bats Announces Successful Migration of BZX Options Exchange to Next-Generation Matching Engine

06/10/2016(0)
Bats Global Markets, Inc. (Bats: BATS), today announced the successful migration of its largest options exchange, BZX Options, to the company’s proprietary next-generation matching engine. The migration of BZX ... Read More
Alpari

Trading closed for instruments #BRNZ6 and #ENX6 from 5th October

28/09/2016(0)
Alpari has issued an announcement to inform that, from 5th October, 2016, trading using instruments #BRNZ6 and #ENX6 will be set to Close Only mode. On 14th October, 2016, ... Read More
bse-reuters

Asia’s oldest stock exchange to register brokers for international exchange

26/09/2016(0)
BSE Ltd, Asia’s oldest bourse, is on an overdrive in setting up its international exchange coming at GIFT City, country’s first international financial services centre in Gandhinagar. It has ... Read More
Broker Cyprus TopFX