CFTC Orders Convergent Wealth Advisors LLC to Pay an $800,000 Civil Monetary Penalty for Fraudulent Omissions and False Statements in Connection with an Employee’s Commodity Pool David Zier made ... Read More
The U.S. Commodity Futures Trading Commission (Commission) today voted unanimously to propose rules and interpretations addressing the application of certain swap provisions of the Commodity Exchange Act (CEA) and ... Read More
New Website Improves Public Interface and Allows Users to Submit Tips and Apply for Monetary Awards The U.S. Commodity Futures Trading Commission (CFTC) today launched the CFTC Whistleblower Program’s ... Read More
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