CFTC

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CFTC Staff Issue No Action Letters Providing Relief in Connection with Erroneous Swap Trades and Swap Trade Confirmations

23/04/2015(0)
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) and the Division of Clearing and Risk (together, the Divisions) issued a no-action letter providing time-limited relief ... Read More
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CFTC and Australian Prudential Regulation Authority Sign Memorandum of Understanding

15/04/2015(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that CFTC Chairman Tim Massad and Australian Prudential Regulation Authority (APRA) Chairman Wayne Byres have signed a Memorandum of Understanding ... Read More
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CFTC Issues an Exemption to the Hong Kong Securities and Futures Commission (HKSFC)

23/03/2015(0)
CFTC Issues an Exemption to the Hong Kong Securities and Futures Commission Permitting U.S. Customers to Deal Directly with Hong Kong Brokers The U.S. Commodity Futures Trading Commission (CFTC ... Read More
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CFTC Orders ICE Futures U.S., Inc. to Pay a $3 Million Civil Monetary Penalty for Recurring Data Reporting Violations

17/03/2015(1)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against ICE Futures U.S., Inc. (ICE), a designated contract market (DCM), for submitting inaccurate and ... Read More
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CFTC Commissioner Bowen Announces Membership of Market Risk Advisory Committee

19/02/2015(0)
U.S. Commodity Futures Trading Commission (CFTC) Commissioner Sharon Y. Bowen today announced the members of the CFTC’s Market Risk Advisory Committee (MRAC). Commissioner Bowen is the sponsor of this ... Read More
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CFTC Issues Order of Registration for Bursa Malaysia Derivatives Berhad

23/01/2015(0)
The U.S. Commodity Futures Trading Commission announced today that is has issued an Order of Registration to Bursa Malaysia Derivatives Berhad (BMD), a Foreign Board of Trade located in Kuala ... Read More
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CFTC Issues Order of Registration for the Tokyo Commodity Exchange, Inc.

21/01/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) announced today that it has issued an Order of Registration to the Tokyo Commodity Exchange, Inc. (TOCOM), a Foreign Board of Trade ... Read More
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CFTC Further Implements Trade Execution Requirement

11/11/2014(0)
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight (Division) announced further implementation of the trade execution requirement for certain interest rate and credit default swaps. ... Read More
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CFTC charges Texas-Based Financial Robotics, Inc. for Fraudulent Forex Scheme

27/10/2014(0)
The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Lee H. Rosenthal of the U.S. District Court for the Southern District of Texas entered an Order of ... Read More
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CFTC organised session on Bitcoin

10/10/2014(0)
The US Commodity Futures Trading Commission (CFTC) held a meeting yesterday in Washington, DC, to discuss bitcoin as it relates to the agency’s role as the country’s chief futures ... Read More
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