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CFTC

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NAAM and its owner to pay more than $1.6 million in illegal precious metals transactions

14/06/2017(0)
Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging ... Read More
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CFTC Charged a Company and its Owner in a More than $11 Million Trading Futures fraud scheme

09/06/2017(0)
CFTC Charged Seattle Residents Sung Hong a/k/a Lawrence or Laurence Hong, Hyun Joo Hong a/k/a Grace Hong, and Her Company Pishon Holding LLC with Fraudulently Soliciting More than $11 ... Read More
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K.B. Concepts Group and its Owner Fined For Illegal, Off-Exchange Precious Metals Transactions

31/05/2017(0)
Federal Court in Florida Orders K.B. Concepts Group, LLC and Kelvin Burgos to Pay More than $486,300 in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange ... Read More
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CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House

17/05/2017(0)
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) today issued a no-action letter extending the relief provided to the Shanghai Clearing House (SHCH) in ... Read More
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Company and its owner charged with defrauding investors for at least $13 million

04/05/2017(0)
CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme The U.S. Commodity ... Read More
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CFTC charges individual with fraudulently soliciting commodity futures customers

03/05/2017(0)
CFTC Charges Pennsylvania Resident William H. Powderly IV with Fraudulently Soliciting Commodity Futures Customers and Distributing False Account Statements The U.S. Commodity Futures Trading Commission (CFTC) filed an enforcement ... Read More
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71 Binary Options and Forex providers added to CFTC RED List

26/04/2017(1)
As part of the U.S. Commodity Futures Trading Commission’s (CFTC) ongoing efforts to help protect Americans from fraud, today the CFTC added 71 new names to the RED List. ... Read More
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CFTC grants registration to NEX SEF Limited

21/04/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to NEX SEF Limited (NEX SEF), of London, England, granting it registration ... Read More
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CFTC charges purported hedge fund that traded commodity futures and forex contracts

21/04/2017(0)
CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations The U.S. Commodity ... Read More
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Court orders firms to disgorge ill-gotten funds in Binary Options fraud

07/04/2017(1)
Federal Court Orders Relief Defendants Westward International Ltd. and Coucarin Holdings Ltd. to Disgorge Ill-Gotten Funds Totaling More than $1.77 Million in CFTC Binary Options Fraud Action The U.S. ... Read More
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