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UBS Inc. fined by SIX Swiss Exchange Sanctions Commission

20/04/2017(0)
On 22 March 2016 the SIX Swiss Exchange Court of Arbitration partially confirmed the decision handed down on 16 March 2015 by the SIX Swiss Exchange Sanctions Commission regarding ... Read More
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CFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the Commission’s first Chief Market Intelligence Officer

04/04/2017(0)
U.S. Commodity Futures Trading Commission (Commission) Acting Chairman J. Christopher Giancarlo today announced that Andrew B. Busch has been named the Commission’s first Chief Market Intelligence Officer. After spending ... Read More
SFC - Hong Kong

SFC bans individual for one year and fines him $150,000

21/11/2016(0)
The Securities and Futures Commission (SFC) has prohibited Mr Benedict Ku Ka Tat, a former employee of The Pride Fund Management Limited, from re-entering the industry for one year ... Read More
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CFTC Expands Interest Rate Swap Clearing Requirement

29/09/2016(0)
The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to Commission regulation 50.4(a) ... Read More
wall-street-walks

Levine on Wall Street: Revenue Models

12/06/2014(0)
Is Uber’s valuation reasonable? Aswath Damodaran thinks no, Andrew Ross Sorkin thinks yes, but two data points from Henry Blodget that may or may not be true are that ... Read More
EU regulation

CySec informs on EU Council Regulation

10/03/2014(0)
The Cyprus Securities and Exchange Commission (‘the Commission’) informs, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication in the ... Read More
Broker Cyprus TopFX