Corporations Act

ASIC_regulator

ASIC cancels the AFS license of Financial Services firms

25/03/2017(0)
ASIC has cancelled the Australian financial services (AFS) licences of Rebate Financial Services Pty Ltd and Capstone Capital Pty Ltd for failing to comply with a number of their ... Read More
ASIC_regulator

Court fines Sino Australia Oil and Gas Limited and disqualifies former chairman, Tianpeng Shao

09/12/2016(0)
The Federal Court of Australia has ordered that Sino Australia Oil and Gas Limited (in liquidation) (Sino) pay a pecuniary penalty of $800,000 and its former chairman, Mr Tianpeng ... Read More
ASIC_regulator

ASIC suspends AFS licence for failing to lodge financial statements

01/11/2016(0)
ASIC suspended the Australian financial services (AFS) licence of Parramatta-based Rural & General Insurance Broking Pty Limited (RGIB) for failing to lodge financial statements, auditor’s reports and auditor’s opinions ... Read More
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