dealing in securities

SFC - Hong Kong

SFC reprimands and fines Nomura International (Hong Kong) Limited HK$4.5 million for regulatory breach

30/07/2015(0)
The Securities and Futures Commission (SFC) has reprimanded and fined Nomura International (Hong Kong) Limited (Nomura Hong Kong) HK$4.5 million for failing to report significant misconduct by a former ... Read More
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