Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

director

ASIC_regulator

ASIC bans former director of AFS Capital

20/04/2017(0)
ASIC has banned Dr Bingxing Hu (Dr Hu), of Melbourne, Victoria, from providing financial services for five years. Dr Hu was a director of AFS Capital Securities Limited ACN ... Read More
fca-building

FCA fines former investment banker for sharing confidential information over WhatsApp

30/03/2017(0)
The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp. The FCA found that Mr Niehaus failed ... Read More
ASIC_regulator

ASIC bans insurance broker director

30/11/2016(0)
ASIC has permanently banned Christopher John Griggs from providing financial services. Mr Griggs was the sole director of Chris Griggs Insurance Offices Pty Ltd, an insurance broker based in ... Read More
B2 Group logo

The B2 Group appoints Director, Strategy and Business Development

04/10/2016(0)
The B2 Group, provider of cloud based payments, FX and funds STP software and consultancy solutions to administrators, transaction banks and corporates across the globe today announced the appointment ... Read More
CMB

Turkey revokes the licence of a director at one of the country’s largest brokerage firms

28/07/2016(0)
Turkey’s financial regulator has cancelled the licence of a research director at one of the country’s largest brokerage firms after his report on the failed July 15 coup. In ... Read More
playtech logo

Playtech announced the appointment of an independent Non-Executive Director

11/07/2016(0)
Playtech (LSE: PTEC) announced the appointment of Claire Milne as an independent Non-Executive Director with immediate effect. Claire will join Playtech’s Remuneration Committee, Risk & Compliance Committee, Audit Committee, ... Read More
plus500

Plus500 appoints a Non-Executive Director who will chair the newly formed Risk and Compliance Committee

29/06/2016(0)
Plus500 has issued a press release to announce the appointment of Mrs. Penelope Ruth Judd (née Partridge), aged 53, as Non-Executive Director of the Company and a member of the Board ... Read More
fma

SPG Investment Company Director sentenced today

22/06/2016(0)
SPG Investment Company No. 1 Limited (SPGI) director Mark Andrew Turnock has today been sentenced in the Auckland High Court to four months home detention and 200 hours of ... Read More
nomura

Nomura Settles American Executive’s Wrongful-Dismissal Suit

05/01/2016(0)
Nomura Securities Co., Japan’s largest brokerage, has settled a wrongful-dismissal suit filed by an American managing director, agreeing to pay him ¥82 million ($688,000) in compensation without reinstating him. ... Read More
Broker Cyprus TopFX