Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

E*Trade Securities

bank-fines

ETrade HK pleaded guilty for marketing unlicensed brokerage services

22/09/2017(0)
The Securities and Futures Commission (SFC), Hong Kong’s securities and futures markets regulator, has issued an announcement to inform that it secures conviction against ETRADE Securities (Hong Kong) Limited ... Read More
cftc-logo

E*TRADE ordered to pay a $280,000 penalty

27/01/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE ... Read More
finra-hdqrtrs_0

FINRA Fines E*Trade Securities $900,000

03/06/2016(0)
The Financial Industry Regulatory Authority (FINRA) announced that it has censured and fined E*Trade Securities LLC $900,000 for failing to conduct an adequate review of the quality of execution ... Read More
Broker Cyprus TopFX