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false documents

ASIC_regulator

ASIC permanently bans former financial planner

22/03/2017(0)
ASIC has permanently banned Daniel Peter Logan from providing financial services, after finding that he engaged in dishonest conduct and failed to comply with a financial services law. Daniel ... Read More
ASIC_regulator

ASIC bans former AMP Financial Planning representative from providing financial services for eight years

18/11/2016(0)
ASIC has banned Mr James Edward McCarthy, a financial adviser from South Australia, from providing financial services until 14 November 2024. Mr McCarthy is the sole director of McCarthy ... Read More
ASIC_regulator

ASIC permanently bans Sydney finance broker

22/04/2016(0)
ASIC has permanently banned Ms Giulia Penna, of Five Dock, New South Wales, from engaging in credit activities and also from providing financial services. Ms Penna was banned following ... Read More
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