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fines

deutsche-bank1

Deutsche Bank Convicted With Trader for Korea Stock Manipulation

26/01/2016(0)
Employee gets five-year jail term for causing 2010 Market Rout Bank is fined for role in erasing $23 billion in share values Deutsche Bank AG’s South Korean brokerage unit ... Read More
gazprom

Ukraine’s anti-monopoly committee fines Gazprom $3.4bn

25/01/2016(0)
The anti-monopoly committee of Ukraine has fined Russia’s Gazprom $3.4 billion for alleged abuse of its dominant position on the Ukrainian gas transit market, the committee’s head Yuriy Terentyev ... Read More
volkswagen--germany

Volkswagen recall plans rejected by US regulators

13/01/2016(0)
US regulators have rejected Volkswagen’s recall plan for diesel cars fitted with emissions “cheat” devices. The California Air Resources Board said the proposals did “not adequately address overall impacts ... Read More
finra1

FINRA Orders RBC to Pay Fine

24/04/2015(0)
FINRA has issued a press release to inform that: It has ordered RBC Capital Markets to pay a $1 million fine and approximately $434,000 in restitution to customers for ... Read More
barclays-logo-3

Barclays’ bosses warn investors of pain ahead as Libor scandal fines and legal bills roll in

24/04/2015(0)
Huge fines and legal bills are on the way, Barclays’ outgoing chairman Sir David Walker warned shareholders at yesterday’s annual general meeting. Walker joined the bank almost three years ... Read More
FCA_regulator

FCA fines The Bank of New York Mellon

15/04/2015(0)
The Financial Conduct Authority of UK issued a press release to inform that: The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon London Branch ... Read More
deloitte

Sanctions for Deloitte on MG Rover case

14/04/2015(0)
The Financial Reporting Council (FRC) publishes the final report of the Appeal Tribunal on sanctions in the hearing against Deloitte & Touche, who were advisers to MG Rover Group, ... Read More
FCA_regulator

FCA fines Reckitt Benckiser

20/01/2015(0)
FCA fines Reckitt Benckiser £539,800 for listing rule failures. FCA has issued a press release today regarding Reckitt Benckiser, stated that: Due inadequate systems and controls to monitor share-dealing by its ... Read More
nfa log

National Futures Association fines

13/01/2015(0)
NFA orders Orlando, Fla. firm Diamond Head Capital LLC to permanently withdraw from NFA membership and fines eFloorTrade LLC, John A. Moore and Christopher T. Moore. National Futures Association ... Read More
Broker Cyprus TopFX