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FSA Japan

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FSA Japan announced Administrative action against Credit Suisse Securities (Japan) Limited

26/04/2016(0)
The Securities and Exchange Surveillance Commission (SESC) conducted an inspection on Credit Suisse Securities(Japan)Limited (hereinafter referred to as “the Company”), and found violations of the Financial Instruments and Exchange ... Read More
ernst-and-young

FSA Japan issued disciplinary action against Ernst & Young Japan

28/12/2015(0)
The Financial Services Agency (FSA) of Japan, has issued a press release to inform regarding disciplinary action against an Audit firm and Certified Public Accountants On December 22, 2015, ... Read More
Monex Group

Monex’s subsidiary completes registration with FSA Japan regulator

16/12/2015(0)
Monex Group has issued a press release to inform that: Monex-Saison-Vanguard Investment Partners, Inc. (“MSVIP”), a subsidiary of Monex Group, Inc. (“the Company”) (TSE: 8698), announces “Completion of Registration of the ... Read More
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