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FCA: Investment and fund manager banned

24/10/2016(0)
On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight ... Read More
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Former BlackRock fund manager charged with insider dealing in UK

29/09/2016(0)
Mark Lyttleton, a former fund manager at the UK division of asset manager BlackRock Inc , has been charged with insider dealing by Britain’s markets regulator. The Financial Conduct ... Read More
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City hedge fund manager convicted of multi-million pound fraud

20/01/2015(0)
Serious Fraud Office, an independent government department in UK that investigates and prosecutes serious or complex fraud and corruption, released on a press statement that:  A former city hedge ... Read More
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