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infringement notice penalty

ASIC_regulator

Citigroup Global Markets Australia pays $50,000 in infringement notice penalty

09/06/2017(0)
Citigroup Global Markets Australia Pty Ltd (‘Citigroup’) has paid a penalty of $50,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (‘MDP’). The ... Read More
ASIC_regulator

Credit Suisse AG pays $88,400 infringement notice penalty

04/08/2014(0)
The Australian Securities and Investments Commission has published the following announcement regarding a fine charged against Credit Suisse AG: Credit Suisse AG (“Credit Suisse”) has paid a penalty of ... Read More
asic

D2MX Pty Ltd pays infringement notice penalty to ASIC

06/05/2014(0)
The Australian Securities and Investments Commission (ASIC), has given D2MX Pty Ltd (D2MX) an infringement notice penalty and therefore has paid a total penalty of $110,000 to comply with an ... Read More
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